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Savant boosts advisors’ 401(k) management with Pontera partnership
RIA hails 'significant operation improvements' from fintech platform.
New private fixed-income leaders for SLC Management
Current leader is to retire from leading the growing PFI team.
FTX co-founder admits multibillion-dollar fraud
The crypto exchange collapse is being played out in court.
BlackRock fund loses $5B as emerging markets ETFs face churn
Investors are pivoting from broad market funds to country-specific exposure.
US jobs report expected to show growth, but is change ahead?
Bloomberg economists predict a sharp hiring slowdown.
Goldman’s build-your-own ETF hub debuts first funds
Goldman's platform is designed to help institutional clients launch their own ETFs while providing services such as portfolio implementation and capital markets solutions.
FPA launches program to attract members from Ameriprise
An advocate questions whether the CFP credential's fiduciary obligation can apply in a firm where advisors are dually registered.
Team managing $800M joins Arkadios
The trio, from JPMorgan and Capitol Group, have launched Clover Capital Partners in Atlanta.
David Kowach’s &Partners starts hiring advisors
The new firm picks up advisors from Edward Jones and Wells Fargo.
LPL adds California team managing $150 million
The Sacramento-based firm, Bradford Capital Group, was previously affiliated with Securities America.
UBS nabs two teams from Bernstein Private Wealth
The teams, both in Philadelphia, collectively manage $1.7 billion in assets.
Former $200M UBS team joins Snowden Lane Partners
The hybrid firm has added $4B in client assets in the past two years.
Dollar loses ahead of payroll data, but strategists see gains ahead
Greenback weaker than most of its peers in early trading Thursday.
US IPOs buoyed by world’s largest sovereign wealth fund
The IPO market has seen a recent resurgence after poor run.
Courting wealthy individuals isn’t all good news for communities
Milan has discovered a key downside to being a mecca for the rich.
Employers racing to offload pensions to insurers
The trend is a boon for the insurance business, but there are questions about protections for retirees and workers.
Cetera to offer Avantax advisors slim bonuses to none at all
Meanwhile, Cetera's owner Genstar is reinvesting in the firm.
Target-date funds: Low fee doesn’t equal low risk
Three reasons why passive TDFs aren’t automatically the safer choice for DC plan fiduciaries
Parent of Sigma Financial rebrands as Axtella
The company formerly known as SPS Family also owns Parkland Securities and RIA Sigma Planning.
Hightower announces layoffs after summer of deals
The cutbacks affecting roughly 5% of its employees are aimed at ensuring the long-term success of its business, Hightower says.