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New CFP Board ads feature lesbian couple

February 11, 2019

Television ads launched Monday by the Certified Financial Planner Board of Standards Inc. feature a lesbian couple, a move intended to promote CFPs to the gay community. The ad titled "Jen and Maya" centers on a same-sex couple that owns a business...

MeToo: Even in the financial advice industry, sexual harassment is a serious problem

February 9, 2019

The #MeToo movement catapulted the issues of sexual harassment and assault into Americans' collective consciousness and forced the public to reckon with the sexual power dynamics that have long permeated certain industries and personal interactions....

Why doesn't the CFP Board grant credits for fintech?

February 7, 2019

Advice industry experts Bob Veres and Joel Bruckenstein share their frustration with InvestmentNews over the lack of support for fintech education for financial advisers.

Should CFP Board require technology training? Advisers seem to think so

February 6, 2019

Should technology training be a requirement for certified financial planners? Many advisers seem to think so. According to Joel Bruckenstein, producer of the Technology Tools for Today conference, and Bob Veres, owner of consulting firm Inside...

CFP Board reports rise in number of certified financial planners, to 83,106

January 15, 2019

The number of certified financial planners rose to an all-time high of 83,106 in 2018, and the universe of mark holders also became a little more diverse, according to the organization that grants the designation. In statistics released Tuesday,...

Advisers no longer fear automation taking their jobs

January 11, 2019

Financial advisers in 2019 are far less fearful about technology replacing them than they were just a few years ago. In a new report, the Certified Financial Planner Board of Standards' Digital Advice Working Group — a group of a group of...

The future of advice: Diverse talent & technology

December 10, 2018

As attendees at IMPACT learned in educational sessions and through discussions with providers in the bustling Tech Alley section of the exhibit center, greater adoption of technology is the only way advisors will be able to profitably satisfy...

CFP Board proposes to lessen stigma for one-time infractions

November 27, 2018

The Certified Financial Planner Board of Standards Inc. isn't sparing the rod but does want to lessen its sting after a number of years. The organization that grants the CFP designation released a proposal Tuesday to reform its disciplinary...

FPA overhauls its structure to combat 'dysfunction'

November 5, 2018

The Financial Planning Association is overhauling its organizational structure to fight what its officials view as the unsustainable and ineffective way the trade group of financial planners has been operating. The association is changing the...

SEC panel pushes strengthening Regulation Best Interest, in line with a fiduciary duty

November 1, 2018

The Securities and Exchange Commission's Investor Advisory Committee is pushing to "strengthen and clarify" rules requiring broker-dealers to act in the best interest of investors, potentially sharpening the rules to take the form of a fiduciary...

Why diversity and inclusion efforts are a firm's best investment

October 27, 2018

Having worked with various financial firms in different capacities throughout my career, I've come to recognize two absolute truths about diversity. First, appreciation for the different experiences, perspectives and values that stem from diverse...

CFP Board issues white paper on increasing diversity in financial planning

October 23, 2018

Diversity and inclusion within the professional ranks of the financial planning industry continues to lag behind the U.S. minority population. According to a white paper from the Certified Financial Planner Board of Standards' Center for Financial...

Can investment advisers disclose away all conflicts? Can brokers?

October 16, 2018

With the release of its regulatory package on April 18, the Securities and Exchange Commission drew an important distinction between disclosure obligations for investment advisers versus those for brokers. Even as the greater fiduciary debate...

Financial planning could help advisers retain client assets through a bear market

October 11, 2018

If the current market dip turns into an extended downturn, financial planning could help advisers hold onto clients and assets. According to a new Cerulli Associates report, financial planning taps into deeply emotional and difficult financial...

LeCount Davis celebrated for dedication to adding diversity to financial advice business

October 10, 2018

LeCount R. Davis accepted a lifetime achievement award at InvestmentNews' inaugural Excellence in Diversity & Inclusion awards, which celebrated 26 individuals and firms for their commitment to making the financial advice industry more inclusive....

Ask the Ethicist: Should a CFP file an ethics complaint about an insurance commission?

October 9, 2018

I spoke at a national conference recently and a CFP professional approached me after my presentation. Call him "Q." He wanted to know if I thought it was worthwhile to contact CFP Board about a potential ethical violation by another CFP professional....

FPA splits with CFP Board over state regulation of financial planners

September 28, 2018

A trade group representing thousands of financial planners has split with the organization that grants the financial planning credential over whether the profession should be regulated at the state level. Earlier this week, the Certified Financial...

CFP Board asks advisers how to offer guidance on revised standards

September 27, 2018

With just over one year until the Certified Financial Planner Board of Standards' new code and standards goes into effect, the board is asking for adviser input on what resources would be most helpful to understand and adopt the new rules. Of...

CFP Board opposes state regulation of financial planning process

September 24, 2018

The Certified Financial Planner Board of Standards Inc. announced Monday that it opposes state regulation of planners. The organization is staking out its position to try to preempt potential bills from percolating in statehouses as most legislatures...

The public can be better served without state regulation of planners

September 22, 2018

A profession is built upon the principles of ethics, education, experience and a competency assessment ensuring that someone has the knowledge and skills to work with the public. Professionals who serve the public are also typically held accountable...

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