Results for "custodians"

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IAA calls for segregation of duties at advisory firms

March 10, 2009

Investment advisory firms should be able to hold custody of client assets so long as advisory functions are separated from custodial functions, according to the Investment Adviser Association. It’s a new stance for the IAA of Washington, which...

Fiserv snared in Madoff web

March 6, 2009

Tucked among the hedge funds and the famous names on Bernard Madoff's client roster is an unlikely group of about 800 people — strangers to one another, yet all listed at the same anonymous Denver address. Now, they are discovering a painful...

RIAs lash out at Schwab hedge fund decision

March 3, 2009

Saying that Charles Schwab’s recent decision to stop accepting custody of alternative investments has put them in “an untenable position,” a consortium of registered investment advisers told the firm’s top executives they are reluctantly...

Custodians' use urged at Madoff hearing

January 27, 2009

The push to require investment advisory firms to use independent custodians gained momentum today after members of the Senate Banking Committee and officials of the SEC endorsed the action at a hearing on the giant Ponzi scheme allegedly perpetrated...

Treasury selects BNY Mellon custodian

October 14, 2008

The Department of the Treasury has hired The Bank of New York Mellon Corp. to be the custodian that will implement its $700 billion economic-stimulus package. The Treasury Department said in a statement: "Work began immediately to help the department...

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