Results for "registered investment advisers (RIA)"

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All robo, no advice

February 25, 2019

Ryan Neal's recent article calls out the knee-jerk reactions of robo detractors. As a reporter and fintech observer, he's heard more than his share from advisers who, let's be honest, were worried they would be automated out of existence. For...

Success stories: Midwest

December 8, 2018

Rank Firm Phone/website Total Discretionary Nondiscretionary Employees assets ($M) accounts assets ($M) accounts assets ($M) accounts 1 Moneta Group Investment Advisors 100 South Brentwood, Suite 500 Clayton, MO 63105 (314) 726-2300

Success stories: West

December 8, 2018

Rank Firm Phone/website Total Discretionary Nondiscretionary Employees assets ($M) accounts assets ($M) accounts assets ($M) accounts 1 Hall Capital Partners One Maritime Plaza, 6th Floor San Francisco, CA 94111 (415) 288-0544

Success stories: South

December 8, 2018

Rank Firm Phone/website Total Discretionary Nondiscretionary Employees assets ($M) accounts assets ($M) accounts assets ($M) accounts 1 Jasper Ridge Partners 201 Main Street, Suite 1000 Fort Worth, TX 76102 (817) 333-0027 $18,374.70...

Success stories: Northeast

December 8, 2018

Rank Firm Phone/website Total Discretionary Nondiscretionary Employees assets ($M) accounts assets ($M) accounts assets ($M) accounts 1 Silvercrest Asset Management Group 1330 Avenue Of The Americas, 38th Floor New York, NY 10019 (212) 649-0600...

Biggest RIA gainers

June 9, 2018

Rank 2018 % change 2018 Total Discretionary Nondiscretionary Firm Phone/website assets ($M) accounts assets ($M) accounts assets ($M) accounts Employees 1 Breed's Hill Capital 1 Thompson Square, Suite 301 Boston, MA 02129 (617) 580-3440

Largest fee-only RIAs by region, based on assets under management

December 9, 2017

Northeastern success stories Rank Firm Phone/website Total assets ($M) Total accounts Discretionary assets ($M) Discretionary accounts Nondiscretionary assets ($M) Nondiscretionary accounts Employees 1 Silvercrest Asset Management Group (212)...

Taking the plunge and becoming an RIA

October 4, 2017

We have nothing to fear but fear itself. Franklin Roosevelt said that to a troubled nation in the depths of recession many years ago. Although my experience is by no means comparable, when I first decided to "go independent" I felt like the...

Path to Growth: Why RIA firms leverage M&A as a growth strategy

September 19, 2017

Increasingly, Registered Investment Advisory (RIA) firms are expanding strategic goals, responding to rising competitive pressures and building scale by turbo-charging growth through mergers and acquisitions. Organic growth may still be the...

Why RIAs are the future of financial advising

July 31, 2017

For years the Registered Investment Advisor (RIA) model has been growing in prominence. And now forces are converging to fundamentally transform financial advising in the model's favor. Investors are demanding more from the companies they work...

Median RIA firm had 25% operating margins in 2016: Schwab

July 14, 2017

The median registered investment advisory firm had operating margins of 25% in 2016 and assets under management of $593 million, according to the latest RIA Benchmarking Study from Charles Schwab. Median firm AUM has increased at a 10% five-year...

RIA Rundown: By the Numbers

June 3, 2017

The InvestmentNews RIA Data Center qualified over 1,900 fee-only registered investment advisory firms. For more information, please contact Visit for more-complete profiles and interactive...

10 wealthiest states for RIAs

June 6, 2017

When it comes to attracting client assets, location matters. InvestmentNews Research took a look at where registered investment advisers had the most client assets under management in 2017. Click through to find out which states have the firms...

Discount pricing could lure more RIAs to outsource asset management

February 23, 2017

As the trend toward outsourced investment management continues to gain traction among financial advisers, simple economics suggests that the cost of that asset management will come down. That's the basic premise and business model being deployed...

Mercer Advisors acquiring its way to national family office status

February 17, 2017

For more than 20 years leading up to the 2008 financial crisis, the Mercer Advisors business model was simple, straight forward and working quite nicely. A strict focus on the lucrative world of dental practice business consulting services provided...

Tighter SEC budget likely to keep RIA audits few and far between

March 6, 2017

The SEC's track record of auditing registered investment advisers on average only about once every 10 years isn't likely to change anytime soon. Even though the commission reported a slight uptick in exams last year, to 11% of all RIAs, the...

The new knights of the roundtable

August 23, 2018

Earlier this spring, we hosted a recruiters roundtable at our offices in Boston for a discussion on the evolution of adviser recruiting. Throughout the event, I thought back to Arthurian legend, which introduced the idea of the roundtable: a...

Lebenthal shutters wealth management group

August 11, 2016

Lebenthal Holdings is closing its small wealth management division, which opened its doors at the start of 2014 but failed to gain traction in the shifting wealth management marketplace. At its peak, Lebenthal Wealth Advisors had five teams...

Why technology transformations fail

February 1, 2018

Most change initiatives – whether intended to boost quality, improve culture, or re-engineer technology – generate only lukewarm results. Many just simply fail. The reality is that no adviser business survives over the long term if it can't...

Envestnet says advisers are opening fewer new accounts in 2018

August 8, 2018

The bull market marches on, but Envestnet is preparing for slower growth in net flows for the rest of 2018. In a conference call discussing the financial technology giant's second-quarter earnings, Envestnet CEO Jud Bergman said the rate of...

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