Results for "technology"

Displaying 3,072 results

Sort: Date | Relevance

Author:

Technology can help turn client conversations toward planning in next bear market

June 24, 2019

Unless you've been living under a trading desk since the early 2000s, you've heard all about the shift in wealth management away from investments toward comprehensive financial planning.​ Investment management is commoditized. Advisers today...

SEC advice rule brings tech focus back to compliance

June 21, 2019

The Securities and Exchange Commission's new reforms on financial advice could push firms to rethink how they invest in technology. Technology vendors say they've experienced a flurry of incoming questions from broker-dealers, registered investment...

Plaid offering investment account aggregation with Quovo technology

June 20, 2019

Plaid's $200 million aquisition of rival data aggregator Quovo is starting to bear fruit. Plaid announced a new application programming interface (API) on Tuesday that allows customers to pull data from investment accounts, including accounts...

Advisers investing in technology to prepare for possible recession, Schwab study finds

June 20, 2019

Financial advisers are worried about a potential downturn or recession and to prepare for the storm they are investing in technology, according to the latest Independent Advisor Outlook Study from Charles Schwab Advisor Services. Two-thirds...

3 ways to take your planning business to the next level

June 17, 2019

It's no secret that there's been a trend toward providing advice and planning. This has been a good development, reflecting not just evolutions in the regulatory world but the preferences of an increasing number of investors. For advisers who...

Two fintech firms providing tools for uber wealthy clients

June 17, 2019

The core idea behind a lot of adviser technology is to either improve service for current clients, or help a practice grow by making it more efficient. Often that means making it cost-effective to serve next-generation or mass affluent investors....

Betterment for Advisors debuts paperless ACATS system

June 17, 2019

Betterment wants to remove more paperwork from the day-to-day lives of financial advisers. The digital advice company is making the Automated Customer Account Transfer Service, or ACATS, completely paperless for financial advisers using Betterment...

Finra fines former Merrill rep $5,000 over outside crypto trading

June 14, 2019

The Financial Industry Regulatory Authority Inc. has fined former Merrill Lynch representative Kyung Soo Kim $5,000 and suspended him for one month for engaging in cryptocurrency trading at a firm he created outside Merrill Lynch that he did...

Cetera latest to be hit with data breach of personal information

June 13, 2019

Cetera Financial Group is the latest in a growing number of financial advice firms to be hit with a data breach, putting information for about 2,000 clients at risk. The firm confirmed the number of clients whose information was potentially...

Betterment offering automated investing and advice for Optum Bank HSA

June 12, 2019

Health savings account customers of Optum Bank, one of the nation's largest HSA providers, can now use Betterment for help investing HSA money. Betterment CEO Jon Stein announced the new partnership Wednesday at CB Insights' annual Future of...

As Uber sets sights on fintech, it could bring retirement saving and advice to the gig economy

June 12, 2019

Still not worried about mainstream technology companies moving into the financial services world? Well, a new challenger has entered the arena. Uber is reportedly planning a new outpost in New York to tap into the city's financial talent pool...

Pershing's incoming CEO sees opportunity in high-demand advisory services

June 12, 2019

Pershing's incoming chief executive said Wednesday the custodian is focused on taking advantage of the increasing market for investment advice and helping advisers on its platform expand their businesses with faster technology and richer data....

Riskalyze adds fintech veterans to leadership team with eye on aggressive growth

June 11, 2019

Riskalyze is boosting its leadership with a couple of well-known industry veterans in an effort to grow the technology's presence among larger wealth management firms. Lori Hardwick, best known for being one of the original partners of Envestnet,...

Personal Capital latest digital adviser to offer high-yield cash accounts

June 11, 2019

Personal Capital is the latest digital adviser offering to help investors with cash management.​ The hybrid firm, which combines traditional advisers and technology to serve more affluent clients than those handled by purely digital robo-advisers,...

Robo offers SRI portfolios supporting racial justice

June 6, 2019

OpenInvest, a digital advice startup focused on impact investing, is putting a new spin on socially responsible investing by building portfolios consisting only of companies committed to racial justice, both in the workforce and among executive...

Fidelity building managed accounts platform

June 6, 2019

Fidelity is firing another shot in the escalating battle over financial advisers' workstations with a new managed account platform to rival turnkey asset management platforms. The firm will announce Thursday a new wealth management platform...

The future belongs to visionaries. Let's build their tools today

June 6, 2019

If you ask someone in the financial services industry about their goals, chances are good you'll hear that they want to attract more clients, improve their client experience or accelerate their growth. The specifics vary, but most want to get...

Where advisers are focusing their attention this year

June 5, 2019

It's amazing how much I learn from fellow advisers, even after being in this profession for more than 35 years. As 1,300 advisers, team members and industry executives descended on the Excell 2019 conference in Chicago last month, the energy...

Oranj and TradeWarrior battle moves beyond the courtroom

June 4, 2019

The executives behind Oranj and TradeWarrior are looking to move on from a litigious breakup following Oranj's majority-share acquisition of the rebalancing software in April 2017.​ One year after the deal, TradeWarrior founder and former...

ETFs now used by 88% of advisers, FPA survey finds

June 4, 2019

For the fifth year in a row, exchange-traded funds remain the most popular of 22 investment options in a survey of financial advisers by the Financial Planning Association. Currently, 88% of advisers surveyed currently use or recommend ETFs....

« Previous PageNext Page »

1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 ... 154

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.