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Search Results for "Regulation"
New standards for retirement accounts imposed by the Department of Labor will significantly affect not only traditional broker-dealers and registered investment advisers, but also the relatively new category of competitors known as robo-advisers.
July 11, 2016
New research from InvestmentNews, sponsored by Legg Mason, approximates how the DOL fiduciary rule will set money in motion and alter business models across the advice industry.
May 06, 2016
The Federal Reserve's decision not to taper the pace of its bond buying, known as quantitative easing (QE), was a positive surprise for global equity markets.
November 05, 2013
The SEC’s data request over the uniform fiduciary standard of care has substantial implications for advisers. This white paper discusses how advisers should interpret the SEC's actions regarding a fiduciary standard.
July 10, 2013
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