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Mark Schoeff Jr.

Senior Reporter: Washington, Regulation and Legislation

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Mark Schoeff Jr.https://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=MSCHOEFF&maxw=220&cci_ts=20190821081239

Mark Schoeff Jr. covers Capitol Hill and regulatory agencies for InvestmentNews. A former Senate aide, he’s seen firsthand the best and worst of Washington since the end of the Bush 41 administration. An Indiana native, he’s a victim of capture himself — by the capital’s sport teams — becoming a Nationals, Wizards and Skins fan.

Recent Articles

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Brokerage industry groups dominate campaign spending out of the gate for 2020 cycle

Aug 16, 2019

Political donations cross the aisle as lobbyists try to make friends on both sides

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New SEC videos aim to help investors identify brokers vs. investment advisers

Aug 15, 2019

Videos criticized for glossing over details of business models, conflicts

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Brokerage customers winning more Finra arbitration cases

Aug 13, 2019

Losing money in a bull market is 'red meat' for arbitrators

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Advisers may not be equipped to help clients navigate private markets

Aug 9, 2019

As SEC moves toward easing rules on unregistered securities, advisers could become gatekeepers

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Finra widens window on exam cycle for some small firms

Aug 8, 2019

Those with clean records to be reviewed every four years, board member says

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Dually registered advisers found to have conflicts and higher fees

Aug 8, 2019

Academic paper says many 'fall short of the spirit of the fiduciary standard'

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Regulators, legislators focus on delivering restitution to harmed investors

Aug 7, 2019

Partisan split emerges over question of providing agencies more reach-back on fines

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Finra arbitrators order Schwab to pay $347,000 to RIA owner for allegedly helping competitor

Aug 6, 2019

Owner of Laguna Financial Group says Schwab violated own conflicts policy for RIAs on platform

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Advisers resist SECURE Act provision to limit inherited IRAs

Aug 2, 2019

Provision would pay for other aspects of retirement-savings bill

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Former United Capital employee sues firm for racial discrimination

Aug 1, 2019

Tracey Chung says supervisor publicly humiliated her because of her Asian descent

View all stories by Mark »

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