Cybersecurity

Displaying 6 results

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SEC warns of widespread issues with robo-advice

The agency issued a risk alert and deficiency letters to almost all of the robo-advisers examined, citing shortcomings in how the companies manage portfolios and disclose conflicts. The alert could signal future enforcement actions.

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Tips for developing a cybersecurity plan for your firm

As cybercriminals become bolder and more sophisticated in their efforts to hack into networks, it's more important than ever for your firm to have a comprehensive plan to protect its data.

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Edward Jones loses $30 million cyberbullying claim over fake sex ads

The former broker, Dalas Gundersen, sued Edward Jones in 2015, seeking damages, after three fake gay-sex ads were posted on Craigslist earlier that year listing his business phone number.

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Fidelity to offer email security tool to RIAs, B-Ds

The cybersecurity solution, which aims to protect advisers and their end clients' business email, comes from tech firm Armorblox.

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Prepping fintech platforms for the next cyberattack

It’s critical for fintech firms to have incident response plans if a catastrophic event and subsequent cyberattack were to happen.

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How the advisory industry has been preparing for the next 9/11 event

In the two decades since 9/11, the financial industry has been preparing for the next terrorist attack, in whatever form it might take.