Regional Brokerages

Displaying 217 results

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Raymond James cutting 500 jobs

The layoffs focus on support staff and will not include financial advisers among the cuts

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Hybrid managing $250 million goes to LPL from Waddell

JTL Wealth Partners, based in Plano, Texas, has national ambitions

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Social distancing weighs on advice business: Survey

Prospecting is now more difficult, and advisers said they are less effective at selling products, a report from Limra and others shows

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Stifel snags $935 million adviser team from Merrill Lynch

The four-person adviser team marks the third to transition away from the wirehouse in favor of the independent platform this year

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Clients don’t grasp fees, and that’s bad for business

Not knowing how their advisers are compensated affects clients' trust, according to a Hearts & Wallets report

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Edward Jones asks advisers to halt face-to-face meetings with clients

The firm is one of many in the brokerage industry making changes to work policies in response to the coronavirus

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Raymond James nabs team managing $640 million

The four-adviser group is leaving Northwestern Mutual Co.

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Financial advisers continued to bolt from Wall Street in 2019

Independent broker-dealers and RIAs scored sizable net gains of advisers at Wall Street's expense

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Raymond James’ CEO takes a victory lap

Paul Reilly touts the new highs the firm hit in client assets and number of advisers

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Goldman Sachs issues its first wealth management revenue total

At $4.4 billion, its financial advice business is small compared to brokerage giants