Registered Investment Advisers - RIAs

Displaying 3381 results

Topic

Why technology is crucial for RIAs focused on M&A

A wealth management technology offering that helps RIAs reinforce and expand their value propositions is something prospective M&A partners find attractive

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Team managing $1.8 billion at UBS goes to Venture Visionary Partners

The addition of 12 professionals and AUM almost doubles the size of the Toledo, Ohio, RIA

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Captrust expands to Colorado with purchase of female-led RIA

$765 million Denver-based Shine Wealth Partners will rebrand as Captrust

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Finance leaders ask CFP Board to recommend pro bono work

The biggest brands in the industry endorsed a call to action to dedicate 25 hours a year to pro bono service

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Schwab prunes 200 TD Ameritrade branches

The move will leave a nationwide network of more than 400 combined office locations

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Toronto mega-buyer CI Financial acquires Roosevelt Investments

Canadian consolidator has made 12 deals since February, and three in less than two weeks

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Record increases in assets and job growth for RIAs

Total assets under management were $97.2 trillion, a 16.2% jump from 2018, according to the Investment Adviser Association

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Merchant takes minority stake in Baldwin Brothers

The private equity investor views RIAs as 'growth stocks'

Topic

SEC finds compliance deficiencies in RIA branch offices

The issues cited by the agency include overcharging clients and failing to manage conflicts of interest

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Canada’s CI Financial plans to dominate US wealth management

Eleven RIA deals since February are just the start of a cross-border strategy for the Toronto-based firm