Staffing / Personnel

Displaying 764 results

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Adviser count down, profit up at UBS

The company has cut back on its recruiting efforts in recent years and instead focused on adviser productivity

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November CFP exam will include online option

The CFP Board is offering the remote proctoring option again in response to the ongoing pandemic

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Wells Fargo fires more than 100 workers for abusing federal aid program

Staffers made 'false representations' when they applied for a coronavirus loan program, according to a Wells memo

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Wells Fargo cuts ‘sizable group’ of advisers after profits slump

The bank reported a year-over-year decline of 815 advisers, according to its earnings report released Wednesday morning

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Fidelity plans to hire 4,000 over next six months

Positions being filled, which include financial advisers, represent a 15% increase in staffers who focus on clients

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How aging advisers could hurt the 401(k) industry

Retaining ownership of a practice for too long can be risky

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SignatureFD appoints Heather Robertson Fortner CEO

Veteran of 17 years with $4 billion Atlanta RIA firm replaces Jeff Peller

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Wells Fargo chops more than 700 commercial banking jobs

The bank is embarking on workforce reductions that could ultimately number in the tens of thousands

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Do right by your employees

When a smaller advisory firm is acquired, it can mean vastly greater career opportunities for the staffers

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Merrill’s army of newbies to resume cold-calling

Merrill Lynch is making changes in the way it manages young advisers and trainees