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LPL welcomes $250M team from Wells Fargo
The Brick, New Jersey-based team includes a veteran advisor and two siblings.
UBS boss gets $16M but bonuses are cut for traders
Despite challenging conditions, the bank has posted a record profit.
BofA rolls out retirement income portfolios
The products, available to Merrill's clients, are designed to provide retirees with reliable income over 25 years.
Wells Fargo Advisors continues management overhaul
Reshuffle is 'a result of the brain drain,' says one senior industry executive.
LPL swipes $580M team from Merrill Lynch
The Florida-based sibling advisors are carrying on their father’s legacy with an RIA focused on high-net-worth families and business owners.
Mutual fund flips boost Morgan Stanley ETFs to $1B in assets
The firm did its first-ever conversions involving two Eaton Vance fixed-income funds.
Raymond James signs $300M trio from UBS
The firm is expanding its footprint in California as it scoops up another three advisors from UBS.
Performance and returns ‘aren’t everything,’ UBS advisor says
Hiring more women, improving accreditation and providing more mentorship for women will help the industry move forward.
UBS market cap smashes $100B threshold
It's been one year since the firm’s takeover of Credit Suisse.
Has UBS missed the US wealth management M&A boom?
Recent history shows that wealth management deals by giant banks like UBS can produce mixed results.
UBS has more diversified business than Morgan Stanley: JPMorgan analysts
The Swiss bank has a better wealth management franchise than Morgan Stanley outside the U.S., JPMorgan analysts say.
Morgan Stanley’s Jeff McMillan named firm’s AI head
Financial services giant seeks to bolster its tech leadership with newly created artificial intelligence role.
Baird bolsters Wisconsin presence with team from UBS
The latest team to join the broker-dealer managed $680 million in client assets at their former firm.
US growth strategy will take time, says UBS CEO
'We need to have a better footprint in the US,' Ermotti says.
Morgan Stanley wealth unit unveils plan to hit growth target
Jed Finn begins his reign as head of wealth management by outlining focus on fees, alternatives, and banking.
How much do wirehouse advisors hate selling for the bank?
Financial advisors simply can't stand conflicts that mix banking and financial advice.
UBS shares surge on Morgan Stanley upgrade
The wirehouse's stock hit its highest level since 2008 after an analyst upgraded it to overweight, predicting a revival in deal-making.
Merrill Private Wealth Management chief to lead Citi Private Bank North America
Citibank incumbent is retiring after 22 years with the firm.
UBS scraps Credit Suisse coal financing rollback
Global asset manager will instead detail its own plan for climate change.
Raymond James adds teams from Morgan Stanley, UBS
The firm welcomes a $350 million duo in New England, and an advisor in Florida who had managed a $235 million book.
