Women Adviser Community

Displaying 474 results

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Finalists for Women in Asset Management Awards announced

More than 100 individuals were named on the short list for awards in 16 categories; the winners will be announced on Sept. 9.

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Four-woman, $800 million Wells Fargo team goes indie

Miami-based Green Grove Wealth Management is affiliating with Insigneo.

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Apex’s Tricia Rothschild resigns after 1 year

Rothschild made a quiet exit from the firm as Apex beefs up its leadership team with a new chief technology and chief marketing officer.

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Assessing the tax implications of Bitcoin

The IRS has clearly communicated that cryptocurrency assets are taxed when they are traded, but this is news to many of the investors who own cryptocurrencies.

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To recruit more women advisers, industry needs to abandon sales culture

A new report from Carson Group taps into the knowledge of 59 female financial planning executives.

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To truly be diverse, the advice industry first needs a true tally of advisers

How can the financial advice industry know whether its attempts to hire more women, Blacks, Latinos and Asians are working if there is no accurate, unified measure of success or failure?

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Liz Windisch targets the financial needs of Gen X women

Seeing an opportunity to cater to an often-overlooked segment of potential clients, one adviser has made Generation X women her true calling.

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Lori Hardwick steps down as Riskalyze chairman

The veteran adviser tech executive held the post for two years.

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‘Be prepared for a new way of thinking’: MIT’s Coughlin

Joseph Coughlin spoke Wednesday as part of a presentation on longevity planning at the InvestmentNews Women Adviser Summit.

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Pandemic led men to be more charitable, survey finds

Women are still more generous than men and became even more interested in philanthropy in 2020.

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What it takes to get more women working in financial services

Women Adviser Summit panelists say flexible work environments and instilling a sense of belonging are key.

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Women dissatisfied with retirement industry’s work-life balance

The survey also finds sense among women that their compensation has not kept pace with their experience and responsibilities.

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From Marines to Wall Street, this veteran defied the odds

Mercedes Elias, the new co-CEO of AmeriVet Securities, approached her career on Wall Street much like her decade-long ascent through the Marine Corps.

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SEC names new leader for unit that reviews SPACS, climate rules

Law professor Renee Jones will run the agency's division of corporation finance, making her the first Black woman to lead one of the SEC's four major divisions.

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‘Womenomics’ researcher to bring ESG to Japanese startups

Kathy Matsui, formerly of Goldman Sachs, starts female-run venture fund to support health care, fintech and other young firms.

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Morgan Stanley defies bank diversity trend

The leadership changes announced May 20 position a slate of potential successors to CEO James Gorman who are mostly white and male.

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Trio managing $215 million at UBS goes indie at LPL

The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.

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Weber says UBS should consider a chairwoman when he leaves

The bank is planning to appoint a successor to Chairman Axel Weber, 64, at its annual general meeting next year.

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Advisory business making progress on diversity, but slowly

Only 16% of advisers are women, while 3.8% are Hispanic, 2.6% are African American and 2.1% Asian, according to a study by Cerulli Associates and the Investment Adviser Association.

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Sara Devereux to head fixed income at Vanguard

The former Goldman mortgage-backed securities star will take over from John Hollyer, who is retiring.