Practice Management

Displaying 6326 results

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Want a tattoo of your favorite ticker? 1.1 million new investors say yes

A new survey by Public, a next gen-focused investing app, researched the behaviors and motives of millennial and Gen Z investors. The majority of respondents started investing in the past three years.

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Adviser’s cross-border niche targets Canadians moving south, and vice versa

Cardinal Point Wealth Management targets Canadian snowbirds, but found a rich market of clients needing cross-border advice.

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Adviser recognized for educating on genetic blood disease

Invest in Others' Lifetime Achievement Award winner is Peter Chieco for his work with Cooley's Anemia Foundation.

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Four Virginia bank reps managing $580 million join D.A. Davidson

Two Truist advisers make the move in Bedford and two in Charlottesville.

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Wells Fargo team managing $450 million joins RBC

A group of three reps in Lincoln, Nebraska, makes the move.

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Female-led bank team managing $250 million goes to Raymond James

Peppi Talley and Jessica Hall are joining the firm’s employee unit in Birmingham, Alabama

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What drives value for RPA firms?

RPAs with strong wealth management businesses and leadership will command a premium price, among other factors.

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James Lee is FPA’s 2022 president-elect

Claudia Cypher Kane was tapped as the Financial Planning Association's 2022 treasurer; the group also elected three new directors.

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Practice overseeing $700 million returns to LPL

Wealth Advisory Services, a hybrid in Doylestown, Pennsylvania, had been affiliated with Raymond James for five years.

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Adviser recognized for his support of audiological work with children

Invest in Others' Community Service Award winner is Roger S. Green for his work with Auditory-Verbal Center Inc.

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Why more advisers are taking the free dinner seminar off the menu

A free meal can help win new clients, but some advisers say the prospecting strategy is dated and projects a bad image.

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What can move advisers to create a succession plan?

It seems as though the pandemic should have provided the motivation for advisers to address their continuity needs.

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Adviser wins for his work on ending generational poverty

Invest in Others' Catalyst Award winner is Ralph Ujano for his work with Helping Hands for Single Moms Dallas.

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Joanna Rotenberg to head Fidelity’s personal investing division

The wealth management chief at BMO Financial will succeed Kathy Murphy, who plans to step down before the end of the year.

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For this adviser, socially responsible investing comes first

James Katz tailors his RIA, Humankind Investments, to serve clients who place the greater good at the top of mind.

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Female duo managing $230 million at FiNet returns to LPL

Carrie Turcotte and Crystal Walker run NorthShore Financial Strategies in Chattanooga, Tennessee.

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Billion-dollar Merrill Lynch team moves to RBC

Known as the Inter Alia Group, four reps and four associates make switch in Portland, Oregon.

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Trio managing $366 million at Voya joins Royal Alliance

Altus Consulting Group, based in Texas and Wisconsin, becomes an office of supervisory jurisdiction.

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Nebraska bank program managing $300 million switches to LPL

Sandstone Wealth and its two advisers were formerly affiliated with Raymond James and Royal Alliance.

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The impact versus the job: Lessons on making a noble profession

I believe we can fundamentally change people’s lives for the better through financial advice.