The Advisor Group, the IBD owned by AIG, laid off employees this week. Sources outside the company said the lion's share of the layoffs came from Woodbury Financial Services.
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Ameriprise and four other IBDs agreed to pay fines and restitution in a deal with Massachusetts securities cop William Galvin. The state's action is the latest in a series of crackdowns on the sale of nontraded REITs.
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It's good times in the nontraded REIT industry. The lastest sign: ARCP boss Nick Schorsch plans to stage yet another 'liquidity' event — this time, taking a REIT brokerage public.
2,207 views | May 21, 2013
The global economy is muddling along a road that will give way to one of three stark alternatives, he contends
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First half of 20th century saw flood of ground-breaking work; not so much lately
1,587 views | May 21, 2013
Inflows way down at flagship funds piloted by celebrated pair; when will the hammer fall?
1,449 views | May 22, 2013
Investors should take note: the housing market still has its issues, notably rising mortgage delinquency rates for some homebuyers.
1,414 views | May 23, 2013
Rates are rising but there's no big catalyst to drive big losses.
Advisor Software Inc. provides latest example in the continuous march of independent and useful third-party tech integrations
Compliance and archiving application provider Smarsh shares results of third annual survey.
I often receive questions from financial advisers who are anxious to maximize their clients—on in some cases, their-own—retirement income ...
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