Execs of defunct IBD hit with $1.05M arb award

Investors sued individuals after the firm, Allied Beacon Partners, ran out of capital and failed to pay earlier arb award.

How does your firm stack up against the competition?

It's a good time to be an adviser, new InvestmentNews study shows, as assets, revenue, profit margins all climbed last year.

Bob Doll: Bull market isn't ending anytime soon

Blog - With all eyes on the Fed, Nuveen's Bob Doll explains why the U.S. market rally should continue.

User's guide to understanding "Fedspeak"

Blog - On this morning's Breakfast with Benjamin menu, a guide to the Fed's upcoming comments, Calpers sends hedge funds out to pasture, getting on the stock-split bandwagon, and more.

Ex-UBS adviser faces $5M sexual harassment suit

Former intern claims she was offered Christian Louboutin shoes in exchange for sex; adviser and firm say she welcomed advances.

Which broker-dealer CEOs earn the biggest bucks?

Take a look at the compensation numbers of the chief execs at many major financial firms.

Waiting for the Fed

Blog - Breakfast with Benjamin: Investors are waiting for Janet Yellen and the Fed to pull the trigger on rates. Plus: Buying Alibaba via ETFs; S&P and Nasdaq stocks start to separate; hedge funds ride the wave; and annuity product sales hitting double digits.

IBDs prioritizing cybersecurity in 2015 tech spending

Preventing hack attacks is a big concern for independent broker-dealers heading into next year based on their planned technology spending.

BlackRock's money market solution

The money manager, led by CEO Laurence Fink, has come up with a way to avoid 'breaking the buck' with a reverse distribution. It means the shares don't lose value, you just have fewer of them.

Advisers on the Move

Data & Resources

Advisers on the Move

Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

White Paper Library

The latest and most targeted thought leadership for the financial industry - all free to download.

RIA Data Center

Use this interactive rankings tool to find key information on over 1,400 fee-only registered investment advisory firms.

Compensation Database

Explore detailed, regional compensation information on more than 20 different positions within a financial advisory firm.

Data Library

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CE Quiz Center

Test yourself with these short quizzes, based on InvestmentNews content, and earn one IMCA or CFP Board-approved CE credit per quiz.

Tech Connect

The adviser's first stop for technology news, opinion, product reviews and other information to help improve your tech IQ.

B-D Data Center

Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

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