In a bid to retain Morgan Keegan brokers, Raymond James is offering the firm's reps the chance to go independent using the RJ platform. Recruiters say the pitch may attract a fair number of takers.
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Fed's low-interest-rate policy making tax-exempt debt very attractive, say portfolio managers; 'renewed confidence'
Offer 'clearly compelling,' says headhunter; CEO Reilly expects to retain 90% of MK's advisers
Advisers unable to meet fiduciary obligation to clients with reduced capacity; 'document, document, document'
American retirement security now ranks as a top concern of the White House, right up there with unemployment and the federal budget deficit. In a joint announcement Thursday, the Departments of Treasury and Labor unveiled two executive actions to expand the transparency of 401(k) fees and broaden the availability of retirement plan payout options to encourage the use of annuities to provide lifetime income.
Focus Financial Partners has replenished its RIA acquisition war chest with a new $220 million credit facility and is keen to land high-end teams from wirehouses.
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