National Planning Holdings halts sales of Schorsch REITs

After Nicholas Schorsch's giant traded REIT, American Realty Capital Properties, revealed a big accounting debacle, one large broker-dealer network temporarily put a stop to sales of one of Mr. Schorsch's nontraded REITs.

LPL CEO: Sorry for the compliance problems

Mark Casady apologizes to LPL Financial shareholders for compliance missteps as company takes hit to third-quarter profits. (See also: LPL's regulatory hit list)

Bogle takes fresh swipe at active management

Blog - On Thursday's Breakfast with Benjamin menu: John Bogle says retirement plans will suffer under active management fees. Plus: Cheap oil's fallout hits gold prices, media hype overstates the Fed's taper tap-out, and more.

Schorsch downplays $23M accounting debacle

Nicholas Schorsch downplayed the impact a $23 million accounting error that will be reportedly investigated by the SEC.

Did Schwab just sound the robo death knell?

Robo-advisers say they aren't worried about Schwab's new entrant but one market analyst isn't so sure the young industry can hold up against the giant household name.

Schorsch's ARCP discloses accounting errors; CFO out

The chief financial officer and chief accounting officer of the Nicholas Schorsch-controlled real estate giant are out after company uncovers $23M in accounting errors in recent financial statements that it says were intentionally not fixed.

Decision day

Blog - Breakfast with Benjamin: What will Janet Yellen and the other Fed policy makers say, and how will investors react? Plus: Why focus on the Fed at all? And traps to avoid on the way to success, Facebook earnings, private equity risks and Game 7

UBS' billion-dollar problem

Claims over the firm's Puerto Rican bond funds exceed $900 million, three times as much as in the first quarter, and plaintiffs' attorneys say the number will probably climb higher.

ETF investors bail on financial sector

Blog - Breakfast with Benjamin:Finance-focused ETFs suffer huge outflows. What gives? Plus: Prudential Financial's spooky reinsurance bet, investing in obesity, private lawyers give corporate inversions a leg up, and location matters less when the house you're selling is haunted.

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