Wells Fargo fined $1.5 million for AML failures

Finra says the wirehouse failed to properly vet some 220,000 new client accounts over a nine-year period.

Fed sends rate signal and markets react

Blog - Breakfast with Benjamin: Janet Yellen and her Fed colleagues remove a key phrase in discussing rates and stocks rally, gold declines. Plus: Is it good news for savers? And an offbeat year-end list; Obama normalizes relations with Cuba.

FSI to fight rollout of auto IRAs

As Illinois pushes ahead with its automatic retirement savings account program, the Financial Services Institute argues the savings plans pose competition to advisers and will work to discourage other states from following suit.

National insurance registry rejected ... for now

With Congress adjourned, rejected bills, such as one facilitating insurance agents' ability to practice in multiple states that was blocked by Sen. Tom Coburn, will need to be reintroduced next year.

Russia crisis hits Pimco fund

Blog - Midweek Breakfast with Benjamin: If it isn't Bill Gross, it's something else. Plus: The Russia crisis is hitting some 401(k)s too; the bull market could be in jeopardy; who's going to calm the markets; cuts at Wells and giving finance a bad name.

Fund manager arrested in $12.6M fraud

The FBI accused GL Capital Partners CEO Daniel Thibeault of creating fictitious loans to divert millions in assets to business accounts.

Bad calls of 2014

Didn't buy Apple stock this year? Shares of the world's largest company rose four times more than the S&P 500 as chief executive Tim Cook's product plans eased concern over the company's future growth. Plus other missed opportunities of the year.

Wall Street's bull story

Blog - The tale of Wall Street's bull. Plus: Gross, Gundlach disagree; the $72 million high school trader; Yahoo's big score; Goldman's liquidity call and Russia's rate hike.

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