Donald Sterling's battle holds harsh lessons for advisers

The L.A. Clippers owner's fight with pro basketball highlights important tax and estate strategies that may surprise you.

$1 billion in assets changes firms

No summer doldrums for adviser movement, as this week's Advisers on the Move feature over $1B in assets changing firms.

Regulatory charges dog LPL Financial

LPL Financial last month was hit with a $2 million fine, and ordered to pay $820,000 in restitution, for failing to maintain adequate books and records documenting variable annuity exchanges.

Greenspan says stocks to see 'significant correction'

Former Fed chief not so sure on timing as equities not "grossly overpriced"

Onetime rival Cole now Schorsch's selling machine

After getting broker-dealers like LPL Financial to sign selling agreements, asset manager Cole Capital expects to raise $3.1 billion this year for American Realty Capital Properties.

DFA, American Funds remain advisers' favorites

Despite putting more money in mutual funds, advisers are working with fewer fund managers. This has meant declines for Pimco and BlackRock, while DFA and American Funds remain favorites.

Dan Fuss: Risk in geopolitics, high-yield, leveraged funds

Loomis Sayles bond fund manager says the firm is “as cautious as we've ever been”

How to give your firm an edge with technology

To build a practice that is profitable and grows, technology needs to embraced. But where to begin?

UBS earnings hampered by Puerto Rico debt costs

Despite record revenue at UBS Wealth Management Americas, profits fell in the second quarter as the firm reported that it had to set aside $44M for litigation costs, mostly related to the firm's investments in Puerto Rico.

HighTower adds $400 million RIA to partnership

Firm adds 43rd team to its partnership as it begins deploying funds from a $100M loan to boost recruiting. See IN's Advisers on the Move for other big deals.

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