Face off

Another day, another hit for the Facebook IPO. This time, the securities regulator of Massachusetts has subpoenaed lead underwriter Morgan Stanley for its role in setting the price for the offering.

Advertisement

Participate now: The 2012 Financial Performance Study

How does your firm compare to peers across a variety of financial key metrics? Find out in this exclusive InvestmentNews/Moss Adams study of advisory firms. Participate today »

Advisers on the Move

Analyze recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Search Moves by Firm

Joining
Leaving

Top Joining (Last 30 Days)

Top Leaving (Last 30 Days)

View Adviser Moves »

B-D Data Center

Explore the B-D Data Center to find exclusive information and intelligence about the independent broker-dealer industry.

Producer percentage

  1. Leonard & Co.
  2. Summit Brokerage Services, Inc.
  3. Williams Financial Group
  4. Kalos Capital Inc.
  5. The Investment Center Inc.
  6. View Full Ranking »

White Papers

InvestmentNews presents the latest and most targeted thought leadership for the financial industry.

Latest White Papers

View More White Papers »

Investments

Morgan Stanley refutes 'regulatory concerns' over Facebook IPO

Morgan Stanley (MS) defended its role in Facebook Inc. (FB)’s initial public offering after a Massachusetts regulator subpoenaed the bank over talks between an analyst and investors about the social media company’s revenue outlook.

More Headlines

More Investments »

Registration Benefits Include:

  • Daily news stories, opinions and commentary
  • Complete access to B-D and RIA rankings, industry data, company profiles, and IN's exclusive recruiting database
  • Free access to IN's enhanced, institutional quality Market Data section
  • Daily, breaking news and topical alerts