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March 16, 2010
Turns out the King of Pop was also the King of Debt. Michael Jackson left his heirs an estimated $400M bill. What to do if you're Jackson's estate attorneys? Sign a recording deal, of course.
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The Securities and Exchange commissioner says "vague and confusing" language describing target date funds led to investor confusion when investments performed poorly during the market downturn.
Is it appropriate to try to acquire the clients of a fellow financial adviser who died without a successor?
Move expected to occur during the second quarter, and will affect approximately 50,000 client accounts.
The Committee for the Fiduciary Standard takes a different tack in its bid to eliminate the broker-dealer exclusion
The former president of a small community bank has become the first person ever charged with trying to defraud the bailout program.
UBS AG of Switzerland said Monday that authorities in Britain, Canada and Australia are investigating the bank's offshore business in the wake of revelations that it helped U.S. customers evade their taxes for years.
Insurance regulators state legislators plan to tackle the thorny issue of insurable interest with regard to annuity sales, preparing the groundwork for changes that could discourage stranger-originated-annuity transactions.
To deal with a rising-rate environment, the fund manager has built a 44% position in bonds that have yields that adjust in relation to the London Interbank Offered Rate.
In 2006, the adviser learned the folly of being too far removed from the day-to-day management of his business.
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