F-Squared settles with SEC for $35M

SEC says company overstated performance of its flagship ETF over a seven-year period, and charged the former CEO for making false and misleading statements.

Stocks set sights on record highs

Blog - Monday's Breakfast with Benjamin features stocks poised to move higher in a holiday-shortened week. Plus: Lots of data in just a few days, OPEC plays a game of chicken, and using dividend stocks to make up for an under-funded retirement portfolio

Schorsch's REIT empire under seige

A blockbuster lawsuit alleging misconduct by Nicholas Schorsch is one of many issues confronting his vast real estate empire.

Meredith Whitney's big hedge fund investor wants out

As one investor, with $50 million in the well-known analyst's fund, asks for redemption, three execs depart from fund that launched in November 2013.

Galvin expands probe of Schorsch empire

Amid allegations that Nicholas Schorsch ordered underlings to alter financial records, the Massachusetts regulator expands probe to include American Realty Capital Properties.

Chasing the market's run

Blog - On Friday's Breakfast with Benjamin, advisers are starting to shun alternatives to avoid the risk of missing out on the stock market's run. Plus: Venezuela's sinking credit rating, attractive valuations even at these prices, and investing rules from Stephen Colbert

Schorsch claims rock nontraded REIT world

Industry "floored" by allegation that REIT czar had hand in $23 million accounting error at American Realty Capital Properties.

Schorsch accused of manipulating ARCP books: Report

American Realty Capital Properties Inc.'s former chief accounting officer alleges the ex-chairman ordered numbers to be changed.

Data & Resources

B-D Data Center

Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

RIA Data Center

Use this interactive rankings tool to find key information on over 1,400 fee-only registered investment advisory firms.

Compensation Database

Explore detailed, regional compensation information on more than 20 different positions within a financial advisory firm.

Tech Connect

The adviser's first stop for technology news, opinion, product reviews and other information to help improve your tech IQ.

Advisers on the Move

Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

CE Quiz Center

Test yourself with these short quizzes, based on InvestmentNews content, and earn one IMCA or CFP Board-approved CE credit per quiz.

Data Library

Your one stop resource for all things data. Infographics, adviser activity, investment data, readership surveys and more.

White Paper Library

The latest and most targeted thought leadership for the financial industry - all free to download.

Advisers on the Move


Subscribe and SAVE over 72%

View our best offer
Subscribe to Print