If approved, the Finra rule would require brokers who receive more than $100,000 in incentive compensation to notify clients in writing; some say it could chill recruitment.
- Emerging markets stocks: Volatility, yes, but dividends too 12:01 am
- Huge gap in public's knowledge of Social Security rules 12:01 am
- Schorsch's RCS Capital hires due-diligence analysts for alternatives, nontraded REITs
- Advisers can add 3 percentage points to clients' net returns
- Vanguard to launch actively managed ETFs
- Are these 'must-have' elements on your website?
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Yields on 10-year Treasury notes climbed to the highest levels since September this week as the number of new jobs added in February surpassed expectations. Both developments point to a possible acceleration for the economy in spring.
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The Vanguard Group Inc., the third-largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively managed ETFs.
How did our intrepid technology blogger Sheryl Rowling do when she tried to unplug for a day?
Breakfast with Benjamin: Asian investors spooked by China economic worries, Ukraine. Plus: Japan concerns surface, U.S. stock valuations not horrible, Washington as a Wall Street battleground and look who's worried about the Treasury market.
Unclear if and when proposed change might take effect, still more vague about what strategies would be affected.
Explore your opportunities and be informed for your next move.
Mary Beth Franklin, InvestmentNews