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Surprise audit trips up star Seattle adviser

Certification

CFP Board hikes requirement for exam

Social media

Quick tips for advisers on using social media

Roth gameplan

Answers to seven key questions about Roth conversions

The Top RIAs

Why the 50 largest RIAs had a tough 2009

Your practice

10 ways to boost your firm's value

The INsider

Can small banks succeed in wealth management?

Certification

Tougher requirements coming from the CFP Board

Wholesalers

Five ways wholesalers can impress advisers

Your pay

Everything you need to know about advisory industry pay and staffing

B-D spotlight

The IN analysis of trends and developments in the indie B-D world

Adviser's choice

The mutual fund managers that advisers respect most

RIAs

Wealthy art investors, including John McEnroe and De Niro estate, snookered in $100M scam

By Associated Press

The tennis great, as well as the estate of actor Robert De Niro's father lost millions in the scam, according to one attorney

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Shop talk

Toy_Story_3

Want to short Toy Story 3, Karate Kid 2010? Now, investors can place bets on movies

By Lynne Marek

Soon-to-be-premiered futures exchanges in Chicago and New York let investors wager on whether movies will be blockbusters or box-office death. Popcorn is extra.

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Wealth & Retirement

Wachovia will pay $160M to settle 'historic' money laundering case

Banking giant Wachovia Corp. will pay $160 million to settle a federal investigation into laundering of illegal drug profits through Mexican exchange houses in the largest case of its kind ever brought against a U.S. bank, prosecutors said Wednesday.

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Insurance

Insurance regulators to probe annuities sold to third parties

By Darla Mercado

Insurance regulators state legislators plan to tackle the thorny issue of insurable interest with regard to annuity sales, preparing the groundwork for changes that could discourage stranger-originated-annuity transactions.

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