Analysts question whether LPL is out of the regulatory woods

Analysts are unnerved by LPL Financial's inability to close the cash register on regulatory charges after CEO Mark Casady said compliance failures could cost $23 million in the third quarter.

New LinkedIn tool aids advisers with marketing, compliance

An added function allows the exporting of first-degree connections, endorsements, comments made in groups and other LinkedIn content.

Janus CEO wants Gross ETF

Money manager looks to better reach advisers by selling the fast-growing funds, leveraging newly acquired VelocityShares.

Calling all consumers

Blog - On today's Breakfast with Benjamin menu: Investors banking on holiday spending. Plus: Less-secure Social Security, when gold and platinum run in stride, Facebook is now bigger than IBM, and the tired saga on endless office meetings.

Social Security cost-of-living adjustment announced

Social Security Administration says benefits will rise 1.7% next year, coming to about $20 extra per month, which some argue won't cover health care inflation.

Wunderlich cuts ties with recently fired LPL broker

Former star LPL broker and Houston branch manager James "Jeb" Bashaw is no longer joining Wunderlich Securities, and is also fighting back against LPL's allegations.

4 mistakes advisers make with Millennial women

Blog - Make sure you don't alienate the next generation of female clients that are poised to amass more wealth than their parents.

Money managers to redraw battle plans after SEC nixes batch of nontransparent ETFs

In a preliminary decision, the Securities and Exchange Commission has rejected applications for nontransparent ETFs from BlackRock, Inc. and Precidian Investments, determining that the proposals are not in the public interest.

Fed struts its market-timing skills

Blog - Breakfast with Benjamin: The Fed tries to inject a sense of calm in the market, Mohamed El-Erian passes on Pimco, all economists get it wrong, a global currency war is unfolding before our eyes, and more.

Advisers on the Move

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