Vanguard issues warning on stock risk

According to the fund giant, investors are taking on portfolio risk not seen since 1999 or 2007, and advisers need to adjust client expectations for low-return markets.

Cambridge plans a robo

The independent broker-dealer jumps on robo bandwagon with plans to have a competitive digital offering in 2016.

Latest CFA exams produce ugly results

Blog - On today's Breakfast with Benjamin, Wall Street wannabees sweat over the results of the December CFA test. Plus: Obama turns tail on 529 tax plan, Gundlach dishes on his own bad trades, and chicken wings might be the best Super Bowl investment.

Penny stock violations cost Oppenheimer

Broker-dealer to pay $20 million over a failure to prevent suspicious penny stock trading and pump-and-dump schemes.

AMG Wealth strikes $6 billion RIA deal

AMG Wealth, which has been making investments in advisory firms in recent years, kicked off 2015 with a bang: taking a majority stake in San Francisco-based Baker Street Advisors.

Cetera president blasts White House defense of DOL fiduciary

Arguments continue on both sides about the merits of the recently-leaked White House memo and what it means for the standard's future prospects.

Russia starts to look like an opportunity

Blog - Today's Breakfast with Benjamin features the case for investing in Russia looking great, at least on paper. Plus: Hedge funds are still shorting oil, will the big snowstorm close the financial markets, and how to pick the right IRA for your clients.

Should you bet on Super Bowl advertisers?

Advertising in the Super Bowl doesn't mean a company is a good investment, as generally there's been no connection between an advertiser shelling out millions for a 30-second commercial and the company's stock price.

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