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David Levine

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Topic

What’s next for 401(k) litigation?

While plaintiffs continue to develop many theories and new claims, one type of claim that has appeared with increasing frequency in 401(k) litigation 2.0 is an allegation that deciding to offer additional services to plans and their participants creates conflicts.

Topic

What can mutual fund flow data tell us?

Fund flows contain useful information that advisers can use to gauge the popularity of different trading strategies and identify changes in market focus.