The Industry

10 millennials making their mark in Washington — and beyond

These next-generation leaders are raising their voices and gaining influence over financial advice regulation and legislation.

By Mark Schoeff Jr.

Broker-Dealers

Warburg Pincus among private equity managers interested in acquiring Kestra Financial

The Industry

10 highest paid professions in America today

The Industry

Former Merrill Lynch star broker Thomas Buck sentenced to 40 months in prison

1

10 millennials making their mark in Washington — and beyond

These next-generation leaders are raising their voices and gaining influence over financial advice regulation and legislation.
2

Warburg Pincus among private equity managers interested in acquiring Kestra Financial

Sources say Kestra is being valued at between $600 million and $800 million, about eight to 10 times EBITDA.
3

For Wells Fargo Advisors, finding new clients becoming difficult

New business is 'harder and harder' to bring in the door, says a senior executive.

MeToo: Even in the financial advice industry, sexual harassment is a serious problem

An InvestmentNews survey reveals the extent of assaults and other offenses financial advisers face, and what some industry groups are doing to address it.

Introducing the 2019 InvestmentNews Icons & Innovators

These 11 change agents are shaping and transforming the financial advice profession.

Building a home for RIAs

Independent broker-dealers are trying to hold onto and attract brokers and hybrids who want to go fee-only.

Why financial advisers hate the FIRE movement

Millennials love it, advisers don't: Turns out, extreme early retirement is a suitable goal for almost nobody.

Barry Ritholtz

Life is brutish and short for new ETFs

Mark Fitzgerald

It's not a stock … it's not a bond

Christopher A. Iacovella

SEC's Reg BI strengthens investor protections

Volatility 2019: What every adviser needs to know

Feb 19

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