Videos & Podcasts

Bob Doll’s big move and a look at Finra and the SEC

Newly minted CIO Bob Doll of Crossmark joins to discuss his move. Susan Schroeder of WilmerHale, the former head of enforcement at Finra, chats about her memories of interesting enforcement actions at Finra and the Finra/SEC relationship. Read More

40 Under 40 Spotlight: Tan Phan

The CEO and founder of TAN Wealth Management says he became a financial adviser to spread the financial literacy that his mother needed after she moved the family from Vietnam to the U.S. Read More

40U40 Spotlight: Ka’Neda Bullock

The CEO and founder of Master Plan Investment Group said yes to an internship in finance and was 'bitten by the bug.' Read More

WTF are NFTs?

Non-fungible tokens have taken the financial world by storm, with massive sales spiking news headlines. With a 299% rise in transaction value over the last year, clients will be asking if NFTs are right for them. Will you have an educated answer? Read More

Upcoming Events

Events

The InvestmentNews Women Adviser Summit is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level. Details will be coming soon.

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June 23, 2021

Events

The RPA Convergence Think Tanks bring together select leaders from across the Retirement Plan Adviser community. Each event looks to accelerate the growth and evolution of the retirement plan world. We have four events planned for this year, which will gather CEOs and principal executives from across the industry.

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September 22, 2021

Events

The InvestmentNews Women Adviser Summit is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level. Details will be coming soon.

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September 28, 2021

Webcast

What Is The IRS Doing With RMDs?

This special webcast with IRA expert Ed Slott will break down what the IRS has said, and what advisers and clients need to know going forward.

Register today!

Thursday, June 24, 2021
1-1:30pm ET

Webcast

The Modern Adviser’s Tech Stack

Adviser technology occupies a massive portion of the adviser and client mindshare. However, the effective adviser can’t just be current, but has to be looking forward to develop a tech stack that serves business development and client service news.

Register today!

Thursday, June 17, 2021
4-5pm ET