The departure of Kevin Miller, formerly executive vice president, adds to a growing list of high-level employees to leave the firm in recent months
Lawmakers say SEC lacks authority to lift current $100 million ceiling and the change risks reducing transparency
The robo-adviser is just the latest money manager to address the accelerating investor appetite for a more sustainable approach to investing
A 65-year-old Black executive in the bank's wealth and investment management arm filed a complaint after losing his job while on medical leave for cancer
CEO David Solomon and his predecessor, Lloyd Blankfein, will return some compensation as part of the deal
Incorporate D&I into business goals of an organization or the industry won’t see results
The firm is also adding student-loan guidance for workplace wealth clients
There are lessons from numerous other industries that have gone through the full consolidation process
The company has cut back on its recruiting efforts in recent years and instead focused on adviser productivity
It is arguably a scary time to be a retirement plan sponsor, and many might forgo liability coverage
Our seventh annual list celebrates entrepreneurs with their own advice businesses, leaders in financial planning academia and the youngest Financial Planning Association president ever.
Our Fall Women Adviser Summit, taking place virtually, will unfold over three days – October 28, 29, and 30. Each day we will focus on a specific theme to help you grow your business, your brand, and yourself. Day One will cover strategies and tactics to grow your business to new heights. Day Two will address developing the ultimate client experience. And finally, Day Three will be all about YOU and will address empowering yourself and others.
In its fifth year, the InvestmentNews Women to Watch recognition program is honoring 22 female financial advisers and industry executives who are advancing the financial advice industry.
Clients are clamoring to strengthen their portfolios—and expecting more of their advisors—in an unprecedented time. Join Galaxy Fund Management and InvestmentNews for a special webcast where we examine the role that the most popular digital asset, bitcoin, can play in portfolios.
Join host InvestmentNews for an interactive discussion of the 2020 Adviser Benchmarking Studies with BNY Mellon | Pershing’s Christina Townsend and Lisa Crafford, and Ensemble Practice’s Brandon Odell. We will explore key findings and hot topics from both of the 2020 studies, including Compensation and Staffing and Pricing and Profitability.
