Broker Dealers

'Disgruntled' ex-Wells Fargo advisor loses fight with firm over loan money

'Disgruntled' ex-Wells Fargo advisor loses fight with firm over loan money

An effort by the advisor to move to the bank's independent contractor division proved to be a critical detail to the dispute.

Tax

Trump loses patience as SALT block stymies GOP tax bill

The president urged Republicans repping high-tax states including New York to accept a $30,000 deduction cap for now, but the holdouts remain dug in.

Broker Dealers

Ex-Osaic advisor fined over failure to declare $1M bequest

The New York-based advisor, formerly affiliated with Securities America, has also been suspended for failing to disclose his status as a beneficiary.

Retirement Planning

Are advisors missing retirees' needs in 'fragile decade'?

Survey suggests financial professionals are falling behind investors' need for guaranteed income and asset protection in their golden years.

RIAs

RIA acquirer Bluespring welcomes Georgia-based Clarivise Private Wealth

The Alpharetta-based advisor ensemble enters a new chapter in its partnership with the Kestra Financial subsidiary.

SPONSORED Beyond the dashboard: Making wealth tech human

How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave

SPONSORED The evolution of private credit

From direct lending to asset-based finance to commercial real estate debt.

Trending Topics

Bonds are losing their 'shock absorber' status, KKR says
Alternatives

Bonds are losing their 'shock absorber' status, KKR says

The global alternatives giant argues a breakdown in government bonds as a hedge and a "structurally" weaker dollar creates new diversification challenges.

Advisor moves: LPL adds Ameriprise duo, Janney advisor joins FiNet
Broker Dealers

Advisor moves: LPL adds Ameriprise duo, Janney advisor joins FiNet

The newest transitioners bolster LPL and Wells Fargo's talent pool in Texas and North Carolina, respectively.

US stock rally set to stall, European index to outperform in 2025
Industry News

US stock rally set to stall, European index to outperform in 2025

Trade, inflation risks dominate investor concern.

Still no agreement on SALT despite Trump tax bill progress
Industry News

Still no agreement on SALT despite Trump tax bill progress

Late night debate failed to reach agreement.

Stablecoin moves closer as bill opposition ends
Industry News

Stablecoin moves closer as bill opposition ends

Proposed legislation will now be debated in the Senate.

CFP Board has answers for advisor AI questions
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Videos

CFP Board has answers for advisor AI questions

Liz Miller, chair of the CFP Board, sits down with InvestmentNews anchor Gregg Greenberg to explain how the CFP Board helps wealth managers maximize AI and other new technologies.

Human Capital Factor ratings help Irrational Capital ETFs outperform
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Videos

Human Capital Factor ratings help Irrational Capital ETFs outperform

Bart Houlahan, partner at Irrational Capital, sits down with InvestmentNews anchor Gregg Greenberg to explain how his firm's proprietary Human Capital Factor ratings translate into investing success.

New Jewish Advocacy ETF sprints out of gate
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Videos

New Jewish Advocacy ETF sprints out of gate

Ari Hoffnung, managing director at JLens, sits down with InvestmentNews anchor Gregg Greenberg to introduce the rapidly growing JLens 500 Jewish Advocacy U.S. ETF (Ticker: TOV).

Private credit hiring remains hot, says Selby Jennings strategist
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Videos

Private credit hiring remains hot, says Selby Jennings strategist

Nicholas Saglimbene, head of investment management at Selby Jennings, sits down with InvestmentNews anchor Gregg Greenberg to discuss the highly competitive hiring environment in the private credit arena.

Municipal bond opportunities for a market gone mad
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Videos

Municipal bond opportunities for a market gone mad

John Miller, chief investment officer for the First Eagle Municipal Credit Team, sits down with InvestmentNews anchor Gregg Greenberg to highlight the best opportunities in municipal bonds, as well as the places to avoid.

A front-row seat to the independent revolution
Podcasts

A front-row seat to the independent revolution

Bruce sits down with Brad Bueermann, CEO and founder of FP Transitions, to discuss all things M&A and how recent volatility will impact deal structure and valuations.

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