Discussions on Capitol Hill go a long way to normalize and legitimize digital assets and a technology that could pave the way for sweeping change in the financial services industry.
Driving the recruiting overhaul at wirehouses over the past few years has been the tremendous expense of recruiting experienced financial advisers.
Democrats and trade groups representing investment advisers were mostly on board with the proposed mandatory climate-risk disclosures. However, Republicans and other interest groups opposed the measure.
A wide-ranging conversation with Michael Kitces that covers niche practices, fees, brands and RIA valuations. Ben Harrison joins Jeff and Bruce to chat about the goings-on at Pershing, the Insight conference and custody issues.
Covid has helped retirees focus on the importance of well-being over wealth. A new study shows that the timing and funding of retirement have shifted as a result of the pandemic and that retirees are paying more attention to the nonfinancial aspects of retirement.
Retirement plan advisers who are using ESG in plans should not only educate themselves, but their clients and plan participants as well, says Michael Young of US SIF. He notes that there are now designations available on this topic.
Addepar, a software used by advisers to track how investment portfolios perform across asset classes, raised an additional $150 million from New York City-based hedge fund D1 Capital Partners.
Dalbar rates 401(k)s with up to five stars and tells plan sponsors what they can do to improve their plans on the basis of environmental, social and governance criteria.
Gov. Greg Abbott signs a pro-oil and gas bill in the state's latest fight against ESG investing.
As the two agencies release their regulatory agendas, the SEC is also proposing to revisit rules promulgated last year when the agency was headed by former chairman Jay Clayton.
Inflation is the major focus of market watchers thanks to a host of unique and unfamiliar circumstances that include record government stimulus spending.
A wide-ranging conversation with Michael Kitces that covers niche practices, fees, brands and RIA valuations. Ben Harrison joins Jeff and Bruce to chat about the goings-on at Pershing, the Insight conference and custody issues. Read More
In this episode, Christine Shaw sits down with Michelle Barry, President of Grove Point Financial, a $6 billion boutique independent broker-dealer and registered investment adviser, to discuss steps women in the C-suite can take to mentor and sponsor the next generation of women leaders. Read More
Former Gov. Phil Bredesen pairs with other Tennesseans to start Clearloop, an innovative company developing solar energy projects in the South using crowdsourced carbon offsets. Read More
Retirement plan advisers offering financial wellness programs should get “very personal” by using data and analytics to capture the unique situations of plan participants, suggests Abigail Benham of John Hancock's retirement division. Read More
The CEO and founder of Master Plan Investment Group said yes to an internship in finance and was 'bitten by the bug.' Read More
Non-fungible tokens have taken the financial world by storm, with massive sales spiking news headlines. With a 299% rise in transaction value over the last year, clients will be asking if NFTs are right for them. Will you have an educated answer? Read More
The InvestmentNews Women Adviser Summit is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level. Details will be coming soon.
The RPA Convergence Think Tanks bring together select leaders from across the Retirement Plan Adviser community. Each event looks to accelerate the growth and evolution of the retirement plan world. We have four events planned for this year, which will gather CEOs and principal executives from across the industry.
The InvestmentNews Women Adviser Summit is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level. Details will be coming soon.
This special webcast with IRA expert Ed Slott will break down what the IRS has said, and what advisers and clients need to know going forward.
Join us on 6/17 at 4PM ET for a discussion that will focus on the technologies a modern adviser needs to succeed.
