Advisers on the move

  • Tony Lantis

    Joining: Kingsview Asset Management
    Leaving: Wells Fargo Clearing Services, LLC
  • Brad Pease

    Joining: Robert W. Baird & Co.
    Leaving: Benjamin Edwards
  • Will Hadley

    Joining: Ameriprise Financial Services, Inc.
    Leaving: Wells Fargo Clearing Services, LLC

Spotlight on

    Private Wealth Adviser

    A regular report on the trends and issues that advisers serving ultrahigh-net-worth investors need to know.

    Financial planning founders started a movement and created a profession

    They developed the art and science of financial planning and set high standards for its practitioners.

    529 savings plans are not just for college anymore

    Thanks to changes in the tax law, 529 plans are being used as estate planning tools and to pay for more education-related expenses than ever before.

    Competition among TAMPs heats up

    Financial advisers' growing interest in outsourcing is luring new entrants to the turnkey asset management platform space.

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    Advisers should discuss ESG with wealthy clients before someone else does

    Sustainable investing is increasingly key to high net worth investors' quest to leave a legacy.


    Next generation clients want advisers to help them live better lives

    XY Planning Network CEO Alan Moore said younger clients actually are more willing to pay for advice than older people if they are shown the value of the services.

    Strengthening client-advisor bonds

    Sep 24

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    It's no coincidence that the most successful financial advisors have deep and long-standing relationships with their clients. Clients who consider their advisor a trusted individual and not just someone they hired for financial guidance are most likely to not only continue to use that professional...

    Partner content

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    The chief ETF cost that advisors often overlook

    Data & resources

    Advisers on the Move

    Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

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