Advisers on the move

Spotlight on

    Meet the winners and finalists of the 2019 Excellence in Diversity & Inclusion Awards

    InvestmentNews presents second annual awards recognizing individuals and firms focused on improving diversity and inclusion in the financial advice industry.

    Podcast: When widows struggle with retirement

    Mary Beth Franklin sits down with Kathleen Rehl, the author of Moving Forward on Your Own: A Financial Guidebook for Widows, for a special conversation.

    Andrew Sieg of Merrill Lynch on bank synergies and acting in clients' best interest

    The company's president talks with InvestmentNews about what's next for the Thundering Herd.

    Retirement Plan Adviser

    A quarterly report on the trends and ideas that advisers who serve retirement plan sponsors and participants care about.

    Upcoming event

    Nov 19

    Conference

    New York Women Adviser Summit

    The InvestmentNews Women Adviser Summit, a one-day workshop now held in six cities due to popular demand, is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level.... Learn more

    Most watched

    INTV

    Chasing the dream: Journey from athlete to adviser

    How Joe McLean, managing partner of Intersect Capital, turned colleagues into clients and found a new passion.

    INTV

    John Rogers strengthened diversity and inclusion efforts well beyond asset management

    While Ariel Investments' chairman John Rogers grew the firm to $13 billion in assets, he retained his focus on equality and helping people.

    Its not you, its me: When is it time to break up with a client?

    Aug 20

    4-5 PM ET

    Register Now

    Top performing advisory firms track the profitability of their client relationships. But what & how are they tracking, and when is it time to say goodbye if a client relationship is a drag on your business?...

    Partner content

    Clients Aren't Afraid of Technology. Are You?

    Risky Business: How to Handle the Topic of Risk With Your Clients

    Connecting Clients to Liquidity

    White papers

    Data & resources

    Advisers on the Move

    Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

    The Adviser Center

    Before you change firms, make a new hire or explore an acquisition, visit The Adviser Center.

    Featured Podcasts

    Hear ideas from experts, thought leaders and some of the most innovative minds in financial advice. Start listening now.

    White Paper Library

    The latest and most targeted thought leadership for the financial industry - all free to download.

    Retirement Plan Adviser

    Read the latest news and analysis about 401(k) and other employer-sponsored retirement plans.

    B-D Data Center

    Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

    RIA Data Center

    Use this interactive rankings tool to find key information on over 1,400 fee-only registered investment advisory firms.

    Diversity & Inclusion

    Find profiles, columns and news stories about the importance of fostering diversity and creating an inclusive environment in the financial advice business.

    X

    Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

    Yes, show me how to whitelist investmentnews.com

    Ad blocker detected. Please whitelist us or give premium a try.

    X

    Subscribe and Save 60%

    Premium Access
    Print + Digital

    Learn more
    Subscribe to Print