Merrill Lynch pays $40 million settlement over broker churning, faces second claim for $42 million
Two clients, including the former governor of New Hampshire, alleged their broker excessively traded their accounts.
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Two clients, including the former governor of New Hampshire, alleged their broker excessively traded their accounts.
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Why women defer to men when it comes to finances and how advisers can combat this phenomenon and make a difference for female investors, according to Heather Ettinger, founder and CEO Luma Wealth Advisors.
What's the secret to building better client relationships? MassMutual's Paul LaPiana says it all begins with great conversations.
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