Even for the earliest proponents of sustainable investing, its sudden spike in popularity is surprising, but satisfying.
Meanwhile, Massachusetts amended its December complaint against the online brokerage seeking to revoke its registration in the state.
After adapting on the fly last year, financial advisers are embracing virtual internships as a more efficient way to train and recruit talent.
Episode one of the three-episode Triple Play: Back to the Office series. Shannon Spotswood, president of RFG Advisory walks us through physical updates needed for an office.
The Securities Industry and Financial Markets Association opposes the bill, saying arbitration 'promotes fair, efficient, and economical dispute resolution for all parties.'
The cryptocurrency fell by as much as 15% Sunday, after hitting a record high of more than $64,000 last week, and rival coins like Ether and XRP also plunged.
The IRS released its interpretation of the SECURE Act’s rules for post-death payouts on IRAs and surprised everyone — and not in a good way!
The wirehouse reported new records for net new assets of $105 billion, up 43% from the end of December and an increase of 183% from the same period a year earlier. 'My target is $10 trillion of money under management,' said CEO James Gorman. 'I've told the team internally, they hate that.'
The past year has exposed a stark divergence in the investment behavior of millennial investors compared with their older counterparts. A huge generational transfer of wealth, at roughly $68 trillion, is poised to fall into the hands of the millennials.
Retail investors on the Marcus platform should not expect any crypto offerings alongside basic banking services, said CEO David Solomon during the bank’s first quarter earnings call.
Huber Capital Management borrows a page from the exchange-traded fund industry to protect mutual fund investors from taxes.
Consumers’ interest in annuity products is likely to increase once the financial markets enter a downturn or see renewed volatility, said Jasmine Jirele, the new CEO at Allianz Life. Read More
Greg King, CEO of Osprey Funds, which recently launched the Osprey Bitcoin Trust, predicts the SEC will make “some progress in the crypto space on a number of fronts” once Gary Gensler is confirmed as chairman. Read More
Emile Hallez joins for a deep discussion on all things pooled employer plans (PEP). What role do PEPs play in the landscape, who uses them, the impact on RPAs, and more. Read More
The SEC has made six announcements on ESG in just the past month, George Moriarty notes. Financial advisers should pay particular attention to the agency’s plan to examine disclosures around sustainable investment products. Read More
Episode one of the three-episode Triple Play: Back to the Office series. Shannon Spotswood, president of RFG Advisory walks us through physical updates needed for an office. Read More
Kristi details the steps that Nationwide has taken in the diversity, equity and inclusion space, explaining the research that motivated their efforts. Read More
InvestmentNews is planning an RIA Virtual Summit that will act as a road map for advisers pursuing the independent channel. The two-day event, May 18-19, 2021, is designed as a two-track program for both established and breakaway advisers that will cover everything from business planning to finding a custodian to marketing and building back office systems and partnering with technology providers.
InvestmentNews, together with Last Word Media and Bonhill, are excited to present the inaugural Global ESG Summit, which will be streaming live across four time zones on May 27, 2021. The program has been designed to help our global audience of professional financial intermediaries, including fund selectors and fund buyers, to cut through the noise and gain tangible insights on how to integrate ESG processes and principles into their business models and investment solutions.
The InvestmentNews Women Adviser Summit is uniquely designed for the sophisticated female adviser who wants to take her personal and professional self to the next level. Details will be coming soon.
Retirement planning and strategies changed significantly in 2020. The impact of the pandemic reached across the retirement world, from savers to near-retirees to people that currently live in retirement.
If you are one of the many advisors looking to go independent this year, this panel discussion about compliance is something you will not want to miss.
