At a meeting of the SEC Investor Advisory Committee, SEC Chair Gensler says many digital tokens are securities and fall under its jurisdiction, while Commissioner Peirce says agency is applying 'strategic ambiguity' to pursue enforcement first.
The key is for funds to be transparent about their investment strategies and live up to them, panelists at the InvestmentNews ESG Summit said.
Since U.S. regulators are balking at approving funds that invest directly in Bitcoin, Fidelity will launch the Fidelity Advantage Bitcoin ETF in Canada.
In this episode, Christine talks to Natalie Wolfsen, chief executive at AssetMark, about purpose and how women can create meaning in their work while reaching for top C-suite positions.
Toronto-based Purpose Investments pushes the digital investing envelope by selling options on the cryptocurrency holdings of two new ETFs.
The recent survey shows that a growing portion of advisers say they’re using ESG investments with at least some clients. The data also show most clients investing in ESG are still interested in return as well.
The acquisition of San Jose, California-based fintech Optimal Asset Management meets a growing client need for greater investment customization, according to the company.
DPL added 11 more multi-year guaranteed annuities, or MYGAs, to its commission-free marketplace, which previously included a single product in that category.
The asset manager lowered the expense ratios on three corporate bond exchange-traded funds to 0.04% from 0.07%.
Lexington Wealth Management is adding Thompson Wealth Management, which is also based in Massachusetts.
Plaintiffs in a 2020 class-action lawsuit claimed the school failed to select competitive investments and administrative services.
The Switzerland-based private bank designed its latest mobile app, dubbed CSX, to address all financial services needs in a single smartphone app and has tacked on 100,000 new clients in the process.
Jeff takes Knut Rostad of The Institute for the Fiduciary Standard deep into the weeds in a discussion designed to untangle the endless regulatory wrangling over whether brokers or advisers have the better standard of practice. Read More
Teresa Wells and Joy Anderson join the podcast to talk about gender-based violence and how to use investments to address the underlying issues that allow the continual sweeping-under-the-rug of that violence. Read More
People born prior to Jan. 1, 1954, who are currently married or divorced may be able to file a restricted claim for spousal benefits, says Mary Beth Franklin, who explains the ins and outs of this claiming strategy. Read More
The arrival of the first Bitcoin-linked exchange-traded funds could make more financial advisers comfortable with recommending crypto investments to their clients. Read More
The recent survey shows that a growing portion of advisers say they’re using ESG investments with at least some clients. The data also show most clients investing in ESG are still interested in return as well. Read More
In this episode, Christine talks to Natalie Wolfsen, chief executive at AssetMark, about purpose and how women can create meaning in their work while reaching for top C-suite positions. Read More
The RPA Convergence Think Tanks bring together select leaders from across the Retirement Plan Adviser community. Each event looks to accelerate the growth and evolution of the retirement plan world. We have four events planned for this year, which will gather CEOs and principal executives from across the industry. The CIO Think Tank will be held virtually.
Cryptocurrency continued its growth throughout 2021 and advisers need to prepare themselves and their clients for the year ahead. Join Fintech Editor Sean Allocca and DACFP founder Ric Edelman for an essential conversation on what lies ahead.
Conversations about retirement can be harder than we'd like because a combination of unspoken client emotions and values, unique personalities, and industry jargon often interfere with good communication and decision making.
