Broker-Dealers

Edward Jones loses court fight to restrain former broker

Federal judge rules Jones lacked evidence to support its claims against John Kerr.

By Bruce Kelly

The Industry

LPL backs off lucrative recruiting deal

Insurance

Insurer lures young annuity buyers by invoking parents' financial woes

Retirement Strategies

Guiding clients through the Medicare maze

Karen Ward
Joining: Stifel, Nicolaus & Company, Incorporated
Leaving: Wells Fargo Clearing Services, LLC
Matthew Neis
Joining: Stifel, Nicolaus & Company, Incorporated
Leaving: Wells Fargo Clearing Services, LLC
Allen Hammonds
Joining: Stifel, Nicolaus & Company, Incorporated
Leaving: Wells Fargo Clearing Services, LLC

Uncharitable giving

Tax reform put a dent in philanthropy, but there are strategies clients can pursue to maximize tax benefits for their donations.

What zero commissions mean for B-Ds

Does eliminating commissions add to the downward pressure on advisory fees?

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The Red Zone: Measure Profitability

Do you have any clients below an optimal profitability level? Armed with InvestmentNews data, this tool determines your client's profitability.

Prepping clients for retirement health costs

Should advisers focus on the staggering estimates of total health care expenditures in retirement, or look at how near-term expenses will play out over the long run?

Michelle Oroschakoff

Regulators can do more to protect vulnerable, senior investors

Donna Prlich

How new fintech solutions can assist with Reg BI

Jamie Hopkins

2 financial principles that show whether clients are ready to invest

Dec 05

Conference

Thought leaders, investment strategists and practitioners will gather at the United Nations Headquarters to translate global ESG and impact investing perspectives into strategies that resonate with investors and produce desired outcomes.... Learn more

Reg BI: What every adviser needs to know (but is afraid to ask)

Dec 03

4-5 PM ET

After the SEC approved a controversial set of rules and interpretations related to financial advice, most experts and advisers were left shrugging their shoulders....

A SECURE Retirement Plan

Working in Golden Years Has Its Rewards – And Risks

ETFs - An Important Tool for Wealth Management

Emerging Markets: Reward or Risk?

Retirement plans level up�what roles do benefits play?

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