Advisers on the move

  • Stephen Sosangelis

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Steve Clark, Rick Stubbs

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Dave Bry

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC

Spotlight on

    Podcast: Can my retirement plan sustain long-term care and disability?

    There is no one size fits all when it comes to financial planning for disability and long term illness.

    40 Under 40: Meet the new class

    Our 40 Under 40 project, now in its sixth year, highlights young talent in the financial advice industry.

    Podcast: I lost my job right before retirement! What now?

    Saving for retirement is hard enough, but what happens when your savings strategy is cut short after being abruptly fired or downsized?

    Top RIA Rankings

    Independent advice firms grapple with growth and with what comes next?

    Upcoming event

    Sep 24


    Diversity & Inclusion Awards

    Attend an event celebrating diversity and inclusion as well as recognizing those who are leading the financial services profession in this important endeavor. Join InvestmentNews, as we strive to raise awareness, educate and inspire an... Learn more

    Most watched


    Young advisers envision a radically different business in five years

    Fintech and sustainable investing are two factors being watched closely by some of the 2019 class of InvestmentNews' 40 Under 40.


    Young professionals see lots of opportunity to reinvent the advice experience

    Members of the 2019 InvestmentNews class of 40 Under 40 have strategies to overcome the challenges of being young in a mature industry.

    Lessons from Amazon Web Services (AWS): Automating compliance in the cloud

    Jun 20

    4-5:00 PM ET

    Register Now

    It’s no secret Amazon Web Services (AWS) has transformed just about every industry with its relentless client focus and secure data management....

    Behavior University: Inside the mind of clients

    Jul 09

    4-5:00 PM ET

    Register Now

    In this video webcast, sponsored by Brinker Capital, Matt Ackermann of InvestmentNews, and Brinker Capital’s Daniel Crosby and Noreen Beaman will examine clients from the inside out to make the unpredictable more predictable and examine how a more behavioral approach can give you a leg up when it...

    Partner content

    Redefining 'tunnel vision'

    The new paradigm of portfolio construction

    Discussing volatility with clients — with a twist

    White papers

    Data & resources

    Advisers on the Move

    Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

    The Adviser Center

    Before you change firms, make a new hire or explore an acquisition, visit The Adviser Center.

    Featured Podcasts

    Hear ideas from experts, thought leaders and some of the most innovative minds in financial advice. Start listening now.

    White Paper Library

    The latest and most targeted thought leadership for the financial industry - all free to download.

    Retirement Plan Adviser

    Read the latest news and analysis about 401(k) and other employer-sponsored retirement plans.

    B-D Data Center

    Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

    RIA Data Center

    Use this interactive rankings tool to find key information on over 1,400 fee-only registered investment advisory firms.

    Diversity & Inclusion

    Find profiles, columns and news stories about the importance of fostering diversity and creating an inclusive environment in the financial advice business.


    Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

    Yes, show me how to whitelist

    Ad blocker detected. Please whitelist us or give premium a try.


    Subscribe and Save 60%

    Premium Access
    Print + Digital

    Learn more
    Subscribe to Print