About 50% of Mercer’s net new assets in the first half of 2026 came through custodian referral programs, as CEO Dave Welling says the RIA is “adding over a billion dollars every month of new clients hiring Mercer as their advisor.”
By Andrew CohenShorter waits for failed SIE and Series 7 candidates take effect Jan. 19, speeding the path to registration
Raymond James and Cetera also welcomed advisors from UBS and LPL as competition for experienced teams stays fierce
Fed chair links AI-driven investment surge to inflation pressure in Bangkok, leaving investors to watch pundits and markets for December hike odds
Jim Walesa worked in the securities industry for 39 years before leaving in 2021.
Alleged cash payments, stolen client data, and a court that jumped the gun
Also, SEI names LPL’s Kristie Edling-Day as CIO, TD Bank U.S. taps Hardeep Walia to lead wealth, and BMO adds an Illinois regional president
Chip Wilson's no-prenup divorce puts business continuity in focus as advisors share how to raise postnups with founder clients
Evergreen.ai study shows retirement planning and tax gaps persist, while Security Benefit finds AI now shapes advisor-client meetings
FINTRX data shows 342 company transactions in the quarter, with wealth management consolidation driving nearly one in seven deals.
Northern Trust pushes beyond loss harvesting as concentrated stock creates tougher tax problems
Opportunity lies beyond access, in separating durable leaders from expensive ones and finding liquidity
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor
Brandon Colavita, portfolio manager at Horizon Kinetics, sits down with InvestmentNews anchor Gregg Greenberg to highlight the benefits of investing in blockchain related equities through the Horizon Kinetics Blockchain Development ETF.
Ross Mayfield, investment strategist at Baird, sits down with InvestmentNews anchor Gregg Greenberg to explain why the economy has been more resilient than most investors expected, as well as where they can find the best opportunities in the market.
Sean Walters, CEO of the Investments & Wealth Institute, sits down with InvestmentNews anchor Gregg Greenberg to highlight the importance of advanced professional certifications for advisors seeking to distinguish themselves.
David Ellison, portfolio manager for the Hennessy Large Cap Financial Fund, sits down with InvestmentNews anchor Gregg Greenberg to explain why financial stocks are set to outperform as interest rates tick higher.
Mamadou-Abou Sarr, co-founder and president at V-Square Quantitative Management, sits down with InvestmentNews anchor Gregg Greenberg to explain why real assets are a perfect addition to portfolios as inflation creeps higher.
Jeffrey Levine, chief planning officer at Focus Partners Wealth, sits down with InvestmentNews anchor Gregg Greenberg to highlight the benefits of Trump Accounts when saving for a child’s education, as well as tax planning strategies heading into 2027.
Venue: 583 Park Avenue
Join us in honoring exceptional female advisors, wealth managers, and financial leaders for their bold achievements, innovative leadership, and transformative impact. Witness these outstanding professionals being recognized on a national stage with the glitz and glamour they deserve.
Venue: 583 Park Avenue, New York
Women Advisor Summit is one day of practical insights and honest conversations for the financial advisors, wealth management executives, and business leaders building what's next.
One request. Three overlapping issues. Here's what advisors often miss.
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Learn why value, liquidity and succession must be planned together to preserve value and control.
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