Advisers on the move

  • Tony Lantis

    Joining: Kingsview Asset Management
    Leaving: Wells Fargo Clearing Services, LLC
  • Brad Pease

    Joining: Robert W. Baird & Co.
    Leaving: Benjamin Edwards
  • Will Hadley

    Joining: Ameriprise Financial Services, Inc.
    Leaving: Wells Fargo Clearing Services, LLC

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    Private Wealth Adviser

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    529 savings plans are not just for college anymore

    Thanks to changes in the tax law, 529 plans are being used as estate planning tools and to pay for more education-related expenses than ever before.

    Competition among TAMPs heats up

    Financial advisers' growing interest in outsourcing is luring new entrants to the turnkey asset management platform space.

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    Next generation clients want advisers to help them live better lives

    XY Planning Network CEO Alan Moore said younger clients actually are more willing to pay for advice than older people if they are shown the value of the services.

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    It's no coincidence that the most successful financial advisors have deep and long-standing relationships with their clients. Clients who consider their advisor a trusted individual and not just someone they hired for financial guidance are most likely to not only continue to use that professional...

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    Data & resources

    Advisers on the Move

    Track the latest teams of advisers and brokers changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and IBDs.

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