The group will oppose the SEC's proposal to regulate certain indexed annuities as securities.
Now that levels have been defined, you must communicate your new service levels to your clients.
The wild popularity of 130/30 funds notwithstanding, recent analysis of the unique long-short strategy suggests that advisers would be wise to check under the hood for a closer look at the portfolio and not just jump in to the latest marketing craze.
Once considered the gold standard of web-based financial reporting technology, EDGAR, the Securities and Exchange Commission's long-serving form-based corporate filing system, is to be replaced.
Pacific Investment Management Co. is raising fees as of Oct. 1 on the institutional share classes of several funds.
Sun Life Financial has introduced a 6% bonus credit for customers of its Masters Extra variable annuity.
It’s not often a really cool social networking site just for financial advisers comes along.
Catherine J. Weatherford replaces Mark Mackey, who in January announced that he would step down from the post.
