HealthMarkets Inc. faces up to $10 million in additional penalties if it doesn’t meet disclosure and oversight standards.
UBS could be parially suspended from operating until those who purchased ARS from the firm are reimbursed.
The bill would provide $300 billion in funding to troubled homeowners and aid the ailing Fannie Mae and Freddie Mac.
E*Trade Financial reported a second-quarter earnings loss of $94.6 million compared to a net income gain of $159.1 million a year ago.
The Select 5 fixed-interest annuity is a single-premium product that is guaranteed for five years.
Confidence among global institutional investors rose this month, but was weak on the home front, according to a survey.
They have reason to be nervous: Women work 12 fewer years than men on average and have less put away for retirement.
This could be the first of several cases arising from an investigation into the auction rate securities market.
The SEC has released its second ComplianceAlert aimed at providing guidance to chief compliance officers.
Wachovia reported a second-quarter loss of $8.9 billion, or $4.20 per share, while slashing its dividend by 87%.
