Mario Gabelli plans to raise $200 million to buy a financial services, media or telecommunications company.
Samuel Israel III, founder of Bayou Group LLC, pled guilty to charges related to his attempts to jump bail and flee.
Ameriprise Financial Inc. has made a splash in the roiling M&A acquisitions market for independent broker-dealers.
Consider a sale of assets to an intentionally defective grantor trust for the benefit of multiple younger generations.
A number of Eaton Vance's closed-end funds will redeem approximately $176 million in ARPS.
Net income at the Société Générale slipped to $1 billion from $2.36 billion in the 2007 second quarter.
Following Invesco AIM were American Funds Group, Fidelity Investments and OppenheimerFunds Inc.
Dow Kim, former head of trading and investment banking, has shelved plans to launch a hedge fund, says Bloomberg.
With operational costs growing and financial advisers in short supply, the demand for talent has put the value of young financial planners at a premium, according to industry guru Mark Tibergien.
Many advisers who have been involved in arbitration cases are welcoming a move to give investors the option of having all-public arbitration panels.
