Bloomberg

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RETIREMENT PLANNING MAY 05, 2008
Financial advisers act to snag 401(k)s

The volatile stock market has created a period of frenzy for financial advisers in the 401(k) area, who have seen a substantial increase in the number of new prospects.

OPINION MAY 02, 2008
Holding a client’s hand in a bear market

RIA NEWS MAY 02, 2008
Payrolls down but outpace projections

In keeping with gloomy expectations, U.S. payrolls continue to decline, though the damage is not as severe as some had feared.

FINTECH MAY 02, 2008
E*Assist compliance automation calculator

Brokerage firms can use the tool to determine the extent to which manual tasks can be automated.

RIA NEWS MAY 02, 2008
Fidelity takes aim at dual registrants

Fidelity Investments is about to unveil a program intended for brokers who are also investment advisers.

RIA NEWS MAY 02, 2008
Aon, Morningstar, IntercontinentalExchange

Aon Corp. posted first-quarter earnings of $218 million, up from $213 million a year earlier.

RIA NEWS MAY 01, 2008
Nymex, Fiserv, Unum Group

Nymex's net income for the first quarter increased to $71.2 million, up from $56.2 million a year ago.

REGULATION, LEGAL & COMPLIANCE MAY 01, 2008
Fund exec wins $12 million in arbitration

John Carl of AllianceBernstein won $10 million in damages against the firm and $2 million in punitive damages.

RIA NEWS MAY 01, 2008
BofA launches website for non-profits

Bank of America today unveiled a redesign of its website to help non-profit organizations apply for grants.

RETIREMENT PLANNING APR 30, 2008
Economy slowing down 401(k) contributions

Eight percent of investors have recently halted or reduced their contributions in 401(k) plans, a study reveals.