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RIA NEWS MAR 31, 2008
Upromise hit with high-level shake-up

In a move that has stunned the Section 529 college savings plan business, James Fadule has left his position as president of industry powerhouse Upromise Investments Inc.

PRACTICE MANAGEMENT MAR 31, 2008
March Week 4: Rolling out the plan

It's now time to share your communications plan with your team and top clients.

RIA NEWS MAR 31, 2008
Carbon emissions trading becomes hot

The fight against global warming is making carbon emissions the hot new commodity.

ALTERNATIVES MAR 31, 2008
Man Group buys into Ore Hill Partners

The hedge fund has agreed to buy a 50% stake in the New York-based credit specialist fund manager Ore Hill Partners.

FINTECH MAR 31, 2008
Website redesigns for advisers

Financial advisory firms that are mulling the idea of revamping their company websites can learn some useful lessons from others.

INDEPENDENT BROKER DEALERS MAR 31, 2008
Advanced Equities gears up to go public

Advanced Equities Financial Corp., a Chicago-based securities firm that has carved a niche of financing companies backed by venture capital firms, is preparing for an initial public offering.

MUTUAL FUNDS MAR 31, 2008
Domestic stock funds lured $3.3 billion in February

In a break with the previous 10 months, investors poured $3.3 billion more into domestic stock funds in February than they took out.

RETIREMENT PLANNING MAR 28, 2008
Barclays chooses MetLife as annuity provider

MetLife is bringing in its deferred income annuity as an asset allocation option in a defined contribution plan.

FINTECH MAR 28, 2008
Wolters Kluwer, FundQuest & DTCC

A new search service is available for comparative and cross-archive regulatory research.

RIA NEWS MAR 28, 2008
Plosser to Fed: Tackle inflation or lose trust

Philly Fed president Charles Plosser was one of two voting members of the FOMC to oppose last week's cut in the Fed Funds rate.