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RIA NEWS MAR 31, 2008
Upromise hit with high-level shake-up

In a move that has stunned the Section 529 college savings plan business, James Fadule has left his position as president of industry powerhouse Upromise Investments Inc.

RIA NEWS MAR 31, 2008
Carbon emissions trading becomes hot

The fight against global warming is making carbon emissions the hot new commodity.

FINTECH MAR 31, 2008
Website redesigns for advisers

Financial advisory firms that are mulling the idea of revamping their company websites can learn some useful lessons from others.

ALTERNATIVES MAR 31, 2008
Man Group buys into Ore Hill Partners

The hedge fund has agreed to buy a 50% stake in the New York-based credit specialist fund manager Ore Hill Partners.

INDEPENDENT BROKER DEALERS MAR 31, 2008
Advanced Equities gears up to go public

Advanced Equities Financial Corp., a Chicago-based securities firm that has carved a niche of financing companies backed by venture capital firms, is preparing for an initial public offering.

MUTUAL FUNDS MAR 31, 2008
Domestic stock funds lured $3.3 billion in February

In a break with the previous 10 months, investors poured $3.3 billion more into domestic stock funds in February than they took out.

FINTECH MAR 28, 2008
Wolters Kluwer, FundQuest & DTCC

A new search service is available for comparative and cross-archive regulatory research.

RIA NEWS MAR 28, 2008
Plosser to Fed: Tackle inflation or lose trust

Philly Fed president Charles Plosser was one of two voting members of the FOMC to oppose last week's cut in the Fed Funds rate.

MUTUAL FUNDS MAR 28, 2008
Vanguard shuffles managers in bond funds

Vanguard announced several reassignments of portfolio managers in its fixed income and money market funds.

RIA NEWS MAR 28, 2008
U.S. spending flatlined in February

U.S. consumption edged up by a scant $12 billion, a gain of only 0.1%.