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RIA NEWS DEC 03, 2007
"Kiddie tax" provision taxpayer-unfriendly

RIA NEWS DEC 03, 2007
Michigan advice tax tariff repealed

The controversial 6% tax on investment advice was repealed in a late-night session of the state legislature.

LIFE INSURANCE AND ANNUITIES DEC 03, 2007
Mark Blumenthal named AON's CFO

Dennis Slusarski, Mr. Blumenthal’s predecessor, will assist through the leadership transition.

REGULATION AND LEGISLATION DEC 03, 2007
Ex-UBS rep wins $4.6 million award

The rep claimed ex-colleagues spread lies about him, saying that he was headed toward a nervous breakdown.

RIA NEWS DEC 03, 2007
PessimISM reigns for five months running

Growth in the manufacturing sector slowed for the fifth consecutive month, according to the monthly Institute for Supply Management report.

LIFE INSURANCE AND ANNUITIES DEC 03, 2007
Lockwood plans a UMA with an income guarantee

An insurance policy that provides an income guarantee to holders of a unified managed account at Lockwood is in registration at the Securities and Exchange Commission.

RIA NEWS DEC 03, 2007
Garry Bridgeman named IMCA president

The Investment Management Consultants Association has named Garry Bridgeman president for 2008 and 2009.

ETFS DEC 03, 2007
ICI is likely to prevail in its effort to end ETNs' tax break

The Investment Company Institute, the powerful mouthpiece of the mutual fund industry, is trying to torpedo the tax advantages of exchange traded notes, and industry insiders think that it has a pretty good chance of being successful.

MUTUAL FUNDS DEC 03, 2007
Legg Mason stumbles

These days, Legg Mason Inc. is a bit weak in the knees.

MUTUAL FUNDS DEC 03, 2007
Fund redemption fees may be on their way out

As the market-timing scandals recede into financial history, the cautionary practices instituted in their wake could face the same fate.