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SEC critic could be next chair of influential House committee
REGULATION, LEGAL & COMPLIANCE APR 25, 2012
SEC critic could be next chair of influential House committee

Bachus stepping down, Garrett a possible replacement; so what happens to an adviser SRO?

Cargill heir leaves astonishing sum to animals, elderly
RETIREMENT PLANNING APR 24, 2012
Cargill heir leaves astonishing sum to animals, elderly

At $6B, Margaret Cargill top donor in U.S. in 2011; Michael Bloomberg, George Soros also big givers

RIA NEWS APR 24, 2012
Gingrich's charitable giving not so charitable, data show

RIA NEWS APR 24, 2012
Charitable incentives at risk

As lawmakers consider how to attack tax reform and debt reduction, the way that charitable gifts and deductions are treated is in the cross hairs.

Pru will pay $17M to settle with seven states over death benefits
LIFE INSURANCE AND ANNUITIES APR 23, 2012
Pru will pay $17M to settle with seven states over death benefits

Prudential Financial Will pay $17 million to settle with seven states; regulators claim insurer used more comprehensive database for cutting off annuity payments than one used to locate those owed money.

Analysts wave off $1.57B death benefit suit against Met, Pru
LIFE INSURANCE AND ANNUITIES APR 23, 2012
Analysts wave off $1.57B death benefit suit against Met, Pru

Illinois lawsuit alleges MetLife and Prudential owe some $524M in unclaimed death benefits

RIA NEWS APR 23, 2012
Bullion seen taking off in 2012

LIFE INSURANCE AND ANNUITIES APR 23, 2012
Dead man's life policy finally pays off

Life insurers have paid $52.6 million in death benefits since New York's banking and insurance regulator forced the companies to use government data to identify cases where they didn't pay claims.

RIA NEWS APR 20, 2012
LPL gunning for hotshot reps

On the back of a strong recruiting year, B-D aims to recruit star brokers; payout per rep still trails rivals

RIA NEWS APR 20, 2012
TARP bill likely to be fraction of initial forecast

Solid returns on investments means taxpayers will be stuck for $70B -- not $700B; 'most useful federal program that has ever been despised by public'