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RIA NEWS SEP 14, 2010
39.6% tax on dividends? It's looking more and more likely

Current 15% rate due to expire this year; paygo rule 'could make it virtually impossible' for Congress to cap rate at 20%

RIA NEWS SEP 14, 2010
Fidelity ordered to pay $110K to elderly client with Parkinson's

A Finra arbitration panel last week awarded a client of Fidelity Brokerages Services LLC $110,000 because her account got lost in the shuffle at the mutual fund and brokerage giant.

RIA NEWS SEP 14, 2010
Welcome back: Investors seen returning to stocks

Trading pattern indicates retail buyers may be starting to buy again; 'temporary dislocations'

Dow at 13,000 by June? Famed analyst makes bold prediction
RIA NEWS SEP 14, 2010
Dow at 13,000 by June? Famed analyst makes bold prediction

Legendary technical analyst Ralph Acampora, who came out of retirement last year, sees good times ahead for stock investors. Bondholders? That's a different story.

RIA NEWS SEP 14, 2010
Merrill: Investors are 'index hugging' and moving to cash

Investors doubled their holdings in cash this month to the highest levels in more than a year as money managers remain divided on the outlook for the global economy, a BofA Merrill Lynch Global Research survey showed.

RIA NEWS SEP 14, 2010
Execs from tainted firms have little trouble finding new jobs

Many get new gigs soon after their B-Ds are shut down; 'pitch their tent acrosss the street'

RIA NEWS SEP 13, 2010
Morgan Stanley taps brokerage exec as new head of private banking

Morgan Stanley, owner of the world's largest brokerage, named Shelley Hanan chief executive officer of its private bank, a month after it gave her the job on an interim basis.

FIXED INCOME SEP 13, 2010
Buffett cuts bond-holding duration on inflation warning

After warning that deficit spending could force inflation higher, Warren E. Buffett shortened the duration of bonds held by his Berkshire Hathaway Inc.

Details emerge on one of Warren Buffett's possible successors
RIA NEWS SEP 13, 2010
Details emerge on one of Warren Buffett's possible successors

Li Lu, the hedge-fund manager who helped Berkshire Hathaway Inc. find profits in China, may push Warren Buffett's investment company to make more deals outside the U.S. if he takes a role at the company.

Wall Street 'bewilderment machine' still cranking out products
RIA NEWS SEP 13, 2010
Wall Street 'bewilderment machine' still cranking out products

Critics want regulators to zero in on 'little cancers' -- instruments that confuse buyers and generate large fees