Shapiro to cop to $880M fraud; used illegal gains to, among other things, purchase floor seats at Miama Heat games
Legg Mason Inc. named Tom Hirschmann to head of its institutional unit in the U.S., replacing Kim Mustin, who is leaving the asset-management firm.
A survey of Tiger 21 members offers an intriguing glimpse into what millionaires do with their millions
Individual investors are bailing out of the market. Meanwhile, mutual funds and other institutional investors are buying stock like crazy. What gives?
Missouri says Otto set up unregistered brokerage to liquidate client accounts; he settled similar charges with SEC this year
Revisions to disclosure form seen as better for investors; could create headaches for advisers, though
Units of Bank of America Corp.'s Merrill Lynch & Co., UBS AG and Bear Stearns Cos. were sued by Charles Schwab Corp. over claims they lied or omitted information on mortgage-backed securities
The sovereign-debt crisis in Europe has opened the door for contrarian investing in global fixed income, according to Michael Hasenstab, co-director of fixed income at the Franklin Templeton Fixed Income Group and manager of the $30 billion Templeton Global Bond Fund Ticker:(TPINX).
A federal judge has upheld a $1.47 million arbitration award given last fall to former NBA star Horace Grant for losses he sustained on investments in failed Regions Morgan Keegan Select bond funds.
Traxis Partners LLC's Barton Biggs sold almost all his U.S. technology shares last week.
