Bloomberg

Bloomberg
Displaying 13046 results
RIA NEWS APR 15, 2010
Financial adviser to France's richest woman target of police search

Police searched the offices of the financial adviser to France's richest woman Friday as part of a growing scandal that includes allegations she gave cash illegally to President Nicolas Sarkozy's presidential campaign.

REGULATION, LEGAL & COMPLIANCE APR 15, 2010
Schumer, Schapiro push for SEC self-funding

U.S. Senator and Securities and Exchange Commission chairman defend plan for SEC self-budgeting

Morgan Stanley took huge hit on real estate fund, report says
RIA NEWS APR 15, 2010
Morgan Stanley took huge hit on real estate fund, report says

Morgan Stanley Real Estate Fund VI International said to be down 61% -- not suprising, given the fund was raised at the peak of the property boom

REGULATION, LEGAL & COMPLIANCE APR 15, 2010
Schwab violated law in YieldPlus rejiggering: Judge

District court rules that the mutual fund's heavy bets on mortgage-backed securities required shareholder approval

WIREHOUSES APR 14, 2010
Broker who stole $780K from Merrill Lynch pleads guilty

Former Merrill Lynch & Co. broker Steven Mandala, who was charged with stealing $780,000 from the firm, partly to buy a Ferrari, pleaded guilty to grand larceny and identity theft, his lawyer said.

RIA NEWS APR 14, 2010
Bank of America taps ex-Northrop exec for CFO post

Former Northrop Grumman exec Charles H. Noski succeeds Joe Price, head of BofA's consumer and small business banking division.

PRACTICE MANAGEMENT APR 14, 2010
Why 'Undercover Boss' wouldn't play in the brokerage world

This new reality TV show is a hit. Just don't expect to see any financial services CEOs starring in future episodes.

FINTECH APR 13, 2010
First Look: The new Client 360 brings it all together

Central to Commonwealth's updated platform are householding and better tool integration

LIFE INSURANCE AND ANNUITIES APR 13, 2010
Cuomo on Hank Greenberg's denial: 'Incredible and irrelevant'

The N.Y. AG scoffs at the former AIG boss' claim he knew nothing about sham transactions between the insurer and Gen Re

RETIREMENT PLANNING APR 13, 2010
Report: HSAs won't cover retirees' medical costs

Low interest rates and low contribution limits mean retirees can only count on health savings accounts to cover a portion of their health care costs