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NEWS REGULATION AND LEGISLATION MAR 04, 2010
Mark Cuban claim of SEC bias is 'absurd,' agency says

Securities and Exchange Commission investigators were trying to persuade supervisors to protect billionaire Mark Cuban's privacy when they internally e-mailed photos demonstrating his fame, the agency said.

YOUR PRACTICE PRACTICE MANAGEMENT MAR 04, 2010
Opinion Online: Give up on succession planning

Finding the right person to carry on the torch at your firm is difficult — if not downright impossible

NEWS INDUSTRY NEWS MAR 03, 2010
Stocks rise after Greece announces austerity plan

Stocks are rising for a fourth day after debt-burdened Greece announced plans to trim spending.

NEWS REGULATION AND LEGISLATION MAR 03, 2010
LPL adviser's ads blast 'economic treason' of Wall Street

Adviser Frank Congemi is running radio spots this week lambasting government officials and Wall Street firms for the financial crisis, which he calls the “largest economic crime in history.”

NEWS INDUSTRY NEWS MAR 02, 2010
Man gets 99-year prison term for securities fraud

A North Texas jury has sentenced a former Maryland lawyer to 99 years in prison for organizing a fraudulent multistate investment scheme.

NEWS INDUSTRY NEWS MAR 02, 2010
Goldman Sachs' investment management co-head to exit

Marc A. Spilker will retire as co-head of the investment management division at Goldman Sachs at the end of February, confirmed Andrea Raphael, a spokeswoman for the firm.

NEWS RIAS MAR 02, 2010
Charles Schwab trading volume up 8 percent in Jan.

Retail brokerage Charles Schwab Corp. said Friday that its clients' daily trading volume rose 8 percent in January compared with the same month a year ago.

RETIREMENT RETIREMENT PLANNING MAR 01, 2010
Inside Warren Buffett's personal portfolio: The skinny on the Omaha Oracle's dividend strategies

Warren Buffett earns millions of dollars of dividend income every quarter even though Berkshire Hathaway Inc., his insurance and investment company, has never made a payout.

Top 50 RIA firms struggled to boost assets last quarter
NEWS RIAS MAR 01, 2010
Top 50 RIA firms struggled to boost assets last quarter

Only six managed the feat, in fact — those that did said the gains mostly came from expanded client rosters and smart investment choices

NEWS INDUSTRY NEWS MAR 01, 2010
JPMorgan Chase spends $1.9M on lobbying

JPMorgan Chase & Co.'s banking subsidiary spent $1.9 million during the fourth quarter to lobby the federal government on issues related to regulations that would affect the banking industry.