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OPINION OCT 05, 2009
Everyone Should Have a "Plan B"

Remember a year ago? Worst case scenarios DO happen.

REGULATION, LEGAL & COMPLIANCE OCT 04, 2009
Advisory firms must work together

The investment advisory profession is facing a number of serious policy issues that could dramatically alter the manner in which it is regulated and transform the high ethical standards that have been a hallmark of the profession for decades.

RIA NEWS OCT 04, 2009
"Responsible teen' not an oxymoron

By at least one measure, today's teenagers are more responsible than their parents were.

LIFE INSURANCE AND ANNUITIES OCT 04, 2009
Half of households lack backup for breadwinner

Many American households would be in financial distress if confronted with the loss of a breadwinner, according to a recent survey from New York Life Insurance Co.

RIA NEWS OCT 02, 2009
August pending home sales rise to 2 1/2 year high

Aspiring U.S. homebuyers rushed to take advantage of a tax credit for first-time owners that expires in November, driving up the number of signed sales contracts for the seventh straight month in August.

RIA NEWS OCT 01, 2009
Schwab's Sonders is bullish yet cautious on economy

There are more positives than negatives in the current economy, but the negatives should not be overlooked, Liz Ann Sonders said today speaking at an Investment Management Consultants Association conference in Atlanta.

EMERGING MARKETS OCT 01, 2009
Emerging markets: The next bubble to burst?

Emerging markets could be the next bubble to watch out for, but the doesn't mean the run is over yet, according to John-Paul Smith, chief strategist for Pictet Asset Management Ltd.

RIA NEWS OCT 01, 2009
Madoff trustee seeks $7B from Fla. philanthropist

A trustee trying to recover Bernard Madoff's assets for jilted investors now says a Florida philanthropist should return $7 billion that he received from Madoff.

ETFS OCT 01, 2009
Grail set to kick off active ETFs

Trading will begin tomorrow on four actively managed exchange-traded funds launched by Grail Advisors LLC.

RIA NEWS OCT 01, 2009
Pimco's Bill Gross: The 'new normal' may be to avoid most bonds

In the "new normal" of slower economic growth and lower investment returns, Pacific Investment Management Co. LLC's Bill Gross is himself buying steady, dividend-paying stocks.