Bloomberg

Bloomberg
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WIREHOUSES SEP 24, 2009
Ex-Pru broker gets 2 months for fraudulent trading

A former broker at Prudential Securities Inc. charged with fraudulently trading mutual funds for millions of dollars in commissions has been sentenced to two months in a halfway house.

RIA NEWS SEP 24, 2009
They're back: IPO activity is heating up again

The stock market's rally has reawakened the initial public offerings market, with five IPOs being launched yesterday and at least three more scheduled for this week.

RIA NEWS SEP 23, 2009
Fed likely to leave economic supports in place

RIA NEWS SEP 23, 2009
Fed slows $1.45T program to aid housing market

With the U.S. economy on the mend, the Federal Reserve on Wednesday said it is slowing the pace of a program to lower mortgage rates and prop up the housing market.

RIA NEWS SEP 22, 2009
Goldman Sachs' earnings estimates raised

ALTERNATIVES SEP 22, 2009
Regulator urges broad oversight of derivatives

A key regulator on Tuesday urged Congress to go beyond an Obama administration proposal and impose comprehensive oversight on the sprawling, complex market for financial derivatives blamed for worsening the credit crisis last fall

RIA NEWS SEP 22, 2009
Rebound in commodities carries stocks higher

Stocks rose in morning trading Tuesday as commodities rebounded ahead of the Federal Reserve's meeting on interest rates.

RIA NEWS SEP 21, 2009
Gold will hit $1,200 an ounce, Midas precious metals fund manager predicts

The rise in the price of gold is only getting started, according to Thomas Winmill, president of Midas Management Corp. and manager of the $115 million Midas Fund.

LIFE INSURANCE AND ANNUITIES SEP 21, 2009
Marsh & McLennan extends CEO Duperreault's contract

Insurance broker and consulting firm Marsh & McLennan Cos. said Monday that it will extend President and CEO Brian Duperreault's contract an additional three years to Jan. 29, 2014.

LIFE INSURANCE AND ANNUITIES SEP 21, 2009
Axa executive replaces LPL honcho as chairman of the Insured Retirement Institute

The Insured Retirement Institute today chose James A. Shepherdson, executive vice president of Axa Equitable, as the group's chairman.