Doug Cubberley

Doug was Assistant Managing Editor at InvestmentNews from 2010 to 2012, before moving on to Investopedia.com as Senior Supervising Editor. Connect at: Linkedin

Doug Cubberley
Displaying 296 results
SIFMA gives SEC ideas for a new fiduciary standard
REGULATION AND LEGISLATION JUL 21, 2011
SIFMA gives SEC ideas for a new fiduciary standard

Letter details how a universal standard could accommodate brokers

LIFE INSURANCE AND ANNUITIES JUL 21, 2011
MetLife names Goulart as new CIO

MetLife Inc., the largest U.S. life insurer, selected Steven J. Goulart as chief investment officer to oversee a portfolio valued at more than $450 billion.

REGULATION AND LEGISLATION JUL 15, 2011
SIFMA gives SEC ideas for a new fiduciary standard

CFTC to enact Dodd-Frank rule aimed at retail-commodities trading
REGULATION AND LEGISLATION JUL 15, 2011
CFTC to enact Dodd-Frank rule aimed at retail-commodities trading

A rule aimed at protecting small investors who buy U.S. commodity contracts from retail brokers will go into effect.

REGULATION AND LEGISLATION JUL 15, 2011
Crisis cop sought to aid Dodd-Frank repeal, e-mails show

A Republican commissioner on the Financial Crisis Inquiry Commission urged his colleagues to make sure the panel's conclusions would “not undermine” his party's efforts in the U.S. House to change or repeal the Dodd-Frank Act.

RIA NEWS JUL 14, 2011
BofA's Krawcheck gives Sieg expanded wealth management role

Bank of America Corp.'s retirement services head Andrew Sieg will now be responsible for a unit managing investment products.

RIA NEWS JUL 08, 2011
Fisher's firm to pay $376K to retiree who just wanted his book

Bank with the worst rep? Survey says ...
RIA NEWS JUL 05, 2011
Bank with the worst rep? Survey says ...

A new poll reveals which financial insitutation gets the least favorable response from traders, investors and analysts. Remarkably, survey respondents also said the winner -- loser? -- won't be hurt by this negative vibe.

Some states rubber-stamping insurance rate hike requests, U.S. says
RETIREMENT PLANNING JUL 01, 2011
Some states rubber-stamping insurance rate hike requests, U.S. says

The U.S. will review health insurer requests to raise premiums for individuals and small businesses at least 10% in 10 states, ruling that local regulators aren't adequately policing rates.

JPMorgan, Credit Suisse top Greenwich's U.S. equity broker list
EQUITIES JUN 30, 2011
JPMorgan, Credit Suisse top Greenwich's U.S. equity broker list

U.S. equity research and related services from JPMorgan Chase & Co. was voted the most valuable to asset managers surveyed by Greenwich Associates.