Lawyers are worried that the main statute used to prosecute Richard Goble for fraud in 2008 has been undercut by a federal appellate court decision
Overturns Goble's fraud conviction; lifetime ban from securities industry now up in the air
Another day, another twist in the American Realty Capital/Cole III saga. On Tuesday, ARC questioned whether the board of the Cole REIT was considering a sweetened takeover offer or was simply playing for time.
The pitched battle for Cole III heated up Wednesday as American Realty Capital came back with an improved bid for the nontradeded REIT.
Joel Blumenschein, an industry governor for the Financial Industry Regulatory Authority Inc., has resigned his board seat after feeling pressure to step down following recent charges in a failure-to-supervise case.
Two sides in battle setting up meeting to discuss sweetened bid for nontraded REIT
Sufficient industry backing failed to materialize for the fledgling RIA marketing co-op launched by Goldman and Lockshin.
