Guy F. Talarico

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FINTECH JUN 07, 2018
Cyber assailants targeted in important new security sweep

The skill and sophistication of attackers are often outpacing firms' ability to protect themselves.

REGULATION, LEGAL & COMPLIANCE OCT 11, 2017
Brace yourself for more SEC exams

The agency is working toward a goal of examining every RIA at least once every five years.