RFG Advisory has 38 advisers in four states.
Addition of San Diego-based firm brings EP's AUM to $4 billion.
Francis Acosta signed customer's name on forms requesting account transfers.
Maria Tamburro also failed to respond to Finra requests for information.
Four-person Undivided Wealth Management is based in St. Louis.
Agency says Tibor Klein used 'material, non-public information'
Endeavor Wealth Advisory Group is based in Rochester, N.Y.
Procyon Partners hires Antonio Rodrigues from Olson Mobeck
Fuad Habba deposited checks drawn on closed accounts.
Finra says broker Francis Mitchell and Coastal Equities owe each other money.
