The Arizona-based firm charged an estimated 59 clients $1.3M more than they'd agreed to pay, according to an SEC complaint filed in court.
The firm's latest addition comes from Sweet Financial Partners, where she managed more than $107M in client assets.
The wealth tech provider's new solution, built to work with its flagship ERP product, promises to boost family offices' efficiency by 2x to 4x.
The North Carolina-based planning firm's newest additions, including a 21-year industry veteran, previously managed more than $150M in assets.
Landmark settlement finds the retail investing platform violated consumer protection laws by falsely representing its trading and custody practices.
New Empower research unpacks financial attitudes around wedding ceremonies and gift-giving, with millennials and Gen Z diverging from older generations.
CFP Board survey reveals trends in financial planners' compensation and work-life balance, with differences based on experience, where they work and other factors.
The vice president's latest proposal splits from the Biden administration with a more modest hike for million-dollar earners, plus incentives for small businesses.
The deal for Levy Wealth Management in Philadelphia marks its ninth Pennsylvania location and vaults it past the $90B AUM mark.
The two new hires, including a seven-year pro football veteran from the Cincinatti Bengals, add to the Louisiana-based planning team's bench of specialists for professional athletes.
