COMPANIES

Deutsche Bank

Office address: One Columbus Circle, New York, NY 10019 
Website: db.com
Year established: 1979 
Company type: financial services 
Employees: 89,700+ (global) 
Expertise: investment banking, capital markets, fixed income, currencies, equity research, mergers and acquisitions, prime brokerage, market making, trading, securities clearing 
Parent company: Deutsche Bank AG 
Key people: Christian Sewing (CEO), James von Moltke (CFO), Fabrizio Campelli (head of investment bank), Marcus Chromik (chief risk officer), Bernd Leukert (chief technology, data and innovation officer), Claudio de Sanctis (head of private bank), Rebecca Short (COO) 
Financing status: corporate-backed or acquired 

Deutsche Bank Securities is a US-based broker-dealer that offers investment banking, trading, and advisory services. It serves institutional, corporate, and government clients as part of Deutsche Bank’s global investment bank.  

This profile will place more emphasis on Deutsche Bank Securities, not just the entire group.

History of Deutsche Bank 

Deutsche Bank has roots in the US that go back to 1872, when it first entered the American market. The bank itself was founded in Berlin, Germany in 1870 to support global trade.

Railways and early American ventures

In the late 1800s, Deutsche Bank took risks in American railway investments. It worked with Henry Villard and helped reorganize the Northern Pacific Railroad after its collapse. The bank also supported industries like electric power, mining, and manufacturing.

A changing landscape and New York ambitions

World wars and changes in the economy led Deutsche Bank to adjust its US plans during the 1900s. After World War I, the bank worked to protect German investors and settle old business.

In 1979, the firm finally opened its own branch in New York. The 1980s and 1990s saw more growth, including new branches and the key purchase of Bankers Trust in 1999.

Deutsche Bank’s setbacks and milestones

The Bankers Trust deal gave Deutsche Bank Securities a much larger footprint in the US and brought it into the heart of Wall Street. In 2001, the company was listed on the NYSE. By 2021, it had moved its Americas headquarters to One Columbus Circle in New York.

The firm has faced challenges as well, including a $19 million SEC penalty in 2023 for not meeting ESG promises through its asset management arm. Despite ups and downs, it remains a major player in US investment banking as it continues to adapt to new markets and regulations.

Deutsche Bank products and services

Deutsche Bank Securities delivers investment solutions with a global reach and deep market expertise. The firm is known for its strong research, advisory services, and ability to handle complex transactions for institutional clients.

  • investment banking: mergers, acquisitions, and capital raising
  • sales and trading: access to equities, bonds, and currencies
  • research: in-depth market and economic analysis
  • origination and advisory: support for corporate finance strategies
  • fixed income and currencies: trading and risk management solutions
  • equity capital markets: equity underwriting and distribution
  • prime brokerage: clearing, custody, and financing for funds
  • securities clearing: execution and settlement for institutional trades

Deutsche Bank’s US investment platform centers on Deutsche Bank Securities Inc. and its asset management arm, DWS. Specialized units like Deutsche Finance America add expertise in alternatives and real estate.

Culture and corporate values

Deutsche Bank Securities states its culture focuses on empowering employees to work together and achieve results. The company says that its approach centers on people and is guided by four main principles:

  1. act responsibly
  2. think commercially
  3. take initiative
  4. work collaboratively

The company offers a benefits program that supports a wide range of employee needs. These benefits seek to help the staff balance work and personal life:

  • disability coverage: short- and long-term disability pay options
  • retirement savings: 401(k) plan with matching contributions
  • paid time off: vacation, holidays, sick days, and parental leave
  • family support: adoption, surrogacy, fertility, and backup care benefits
  • health and wellness: counseling, on-site health centers, and mental health support
  • flexible work: alternative schedules and work-from-home options
  • employee groups: networks for veterans, women, multicultural, LGBTQIA, and more
  • community involvement: volunteer days and donation matching
  • extra perks: fitness discounts, faith rooms, and museum passes

Deutsche Bank Securities focuses on building diverse teams and fostering open dialogue across all levels. Programs like ATLAS help women managing directors move into senior roles, with a 100 percent success rate. ERGs, such as dbPride and VOWS, support inclusion for LGBTQI staff, veterans, and others.

About CEO Christian Sewing and key people

Christian Sewing serves as the CEO of Deutsche Bank and oversees HR. He previously led both the Corporate Bank and the Investment Bank. Sewing joined the company in 1989 after completing a bank apprenticeship and earning a diploma from Bankakademie Bielefeld and Hamburg.

The management board is made up of leaders with deep experience in finance, risk, technology, and client service:

  • James von Moltke serves as president and CFO, overseeing finance and asset management
  • Fabrizio Campelli leads as head of investment bank, managing global banking and the Americas region
  • Marcus Chromik is chief risk officer, bringing risk expertise from Commerzbank and UniCredit
  • Bernd Leukert is chief technology, data and innovation officer, with a background in product development at SAP
  • Claudio de Sanctis serves as head of private bank, focusing on wealth management and senior roles at UBS
  • Rebecca Short is COO, managing operations and transformation with experience in finance and risk

The management board sets the company’s strategy, risk, and financial direction. Each member is responsible for key areas of Deutsche Bank’s performance and control.

The future at Deutsche Bank

After strong first-quarter results and rising shares in 2024, Deutsche Bank set aside $1.4 billion for legal provisions related to its 2010 Postbank acquisition. This action puts its planned share buybacks at risk, which are key to rewarding shareholders and supporting long-term growth. Despite the setback, the firm maintains its financial targets and continues to focus on delivering value for clients and investors.

In 2025, one of the firm’s economists also addressed claims that firing Federal Reserve chair Jerome Powell could lower US debt costs. The topic came up after public calls to cut rates as a way to reduce government interest payments.

Deutsche Bank’s analysis showed that removing Powell and forcing big rate cuts would save far less than the $1 trillion some have suggested. By analyzing market reactions, Deutsche Bank shows clients that dramatic policy moves may not lead to real savings.

Displaying 503 results
FINTECH OCT 01, 2009
DbFX using Twitter, other social media to entice FX traders

It seems that every corner of the financial services industry is starting to make use of social media.

Widow files arbitration claim against Deutsche Bank, claiming risky fund was sold to her as safe

A North Carolina woman today filed an arbitration claim with the Financial Industry Regulatory Authority Inc. against Deutsche Bank Securities Inc., claiming that the firm misrepresented a fund as a conservative investment for her marital trust, when it was in fact unsuitable.

Genworth opens $500M public stock offering

Genworth Financial Inc. yesterday kicked off a $500 million public stock offering of its Class A shares.

ALTERNATIVES SEP 09, 2009
BofA, Citigroup, Goldman Sachs JPMorgan and others commit to derivatives targets

Fifteen big banks that dominate worldwide trading of derivatives have committed to greater transparency in a $600 trillion market that regulators say needs stricter oversight to protect the global financial system.

Nuveen, Merrill and Citi slapped with suit over auction rate losses

A 77-year-old retired securities attorney and his wife are taking Nuveen Investments Inc., Merrill Lynch & Co. Inc., Citigroup and others to court over $2 million in losses they claim to have suffered from investing in auction rate securities.

ALTERNATIVES AUG 23, 2009
Some fear brouhaha over ETFs could spill over

The Securities and Exchange Commission and the Commodity Futures Trading Commission inserted themselves into the debate surrounding controversial, non-traditional exchange traded funds last week — a debate that could harm the entire ETF sector, according to some industry insiders.

Peeved about losses, Bahamas couple files $5M arbitration claim against Merrill

A securities arbitration claim of $5 million has been filed against Merrill Lynch by a Freeport, Bahamas couple who say the preferred financial company stocks the company sold them were unsuitable, according to the law firm representing the couple.

RIA NEWS AUG 04, 2009
UBS posts seventh quarterly loss in two years

Hard-hit Swiss bank UBS AG reported another quarterly loss today while France's BNP Paribas posted a 6.6 percent increase in net profit.

RIA NEWS JUL 29, 2009
Deutsche Bank Q2 net profit up 67%

Deutsche Bank AG has reported a 67 percent rise in second-quarter net profit due to stronger corporate and investment banking and one-time charges that lowered the year-ago results. Shares slumped, however, due to write-downs and a cautious outlook.

MUTUAL FUNDS MAR 27, 2009
DWS to shutter three mutual funds

DWS Investments plans to liquidate three of its 77 mutual funds on June 5, according to a filing this week with the Securities and Exchange Commission.

MUTUAL FUNDS MAR 17, 2009
Angry investors target Reserve's reserves

Investors who are still awaiting payouts from Reserve Management Co. Inc. — the New York-based firm whose $63 billion money market fund "broke the buck" last year — appear to be taking matters into their own hands.

New SEC top enforcer: Khuzami

Former Deutsche Bank general counsel and federal prosecutor Robert Khuzami today was named director of enforcement at the SEC.

RIA NEWS FEB 15, 2009
DWS chief preaches new tools, models

As clients continue to question the merits of traditional investment approaches, Philipp Hensler, chairman and chief executive of DWS Investments Distributors Inc., is prepping his firm to arm financial advisers with a new way of thinking.

SEC’s Thomsen resigns; Khuzami to replace her

SEC director of enforcement Linda Thomsen is resigning to return to the private sector, the agency announced today.

ALTERNATIVES DEC 29, 2008
IndyMac sale imminent, report says

IndyMac Bancorp Inc. is close to being sold to a consortium of private-equity and hedge fund firms in a deal that will be partially financed by the federal government, people involved with the deal told The New York Times.