Fintech

Displaying 4797 results
Why you need to think like a technology company
FINTECH JUN 10, 2015
Why you need to think like a technology company

As the digital age of finance arrives, the opportunities for you and your clients have never been more abundant.

By Eric Clarke
FINTECH JUN 10, 2015
Want to survive an SEC audit? Go paperless

Going paperless at the office is more than a nod to environmental virtuousness, it just might give advisers a leg up on SEC compliance exams.

By Alessandra Malito
FINTECH JUN 07, 2015
A new way for advisers to keep up to speed on clients' life events

The online tool lets advisers ask clients questions about their biggest life changes without emailing or calling for periodic check-ins.

By Alessandra Malito
FINTECH JUN 04, 2015
Uber versus yellow cabs: A fight advisers should watch

This loud battle provides some important lessons for financial advisers who want to avoid going the way of the cab driver.

By Joe Duran
Pershing adds Vestorly's digital marketing and data services to toolbox
FINTECH JUN 04, 2015
Pershing adds Vestorly's digital marketing and data services to toolbox

Firm's advisers will now be able to curate and customize posts from around the web for clients and prospects.

By Alessandra Malito
FINTECH JUN 04, 2015
Why high-performing advisers are aggressively adopting technology

With the industry at a technology tipping point, here's what the leading advisers are doing on the technology front

By Hal M. Bundrick
Making the most of Facebook for your advisory practice
OPINION JUN 03, 2015
Making the most of Facebook for your advisory practice

Establishing your presence on the site is the first step in making the platform work for you.

By Kristin Andree
FINTECH JUN 02, 2015
FTC investigation finds glitch to blame in Morgan Stanley data breach

Morgan Stanley won't face Federal Trade Commission action as a result of a data breach that compromised information of some 350,000 clients.

By Mason Braswell
What advisers should do after a cyberattack
FINTECH JUN 02, 2015
What advisers should do after a cyberattack

Hacks are becoming more common, and knowing how to respond quickly is critical.

By Alessandra Malito
More than ever, advisers make a splash with social media
FINTECH JUN 02, 2015
More than ever, advisers make a splash with social media

Use of LinkedIn, Facebook and Twitter all up significantly, surveys show

By Alessandra Malito
Wealthy millennials using robos for retirement planning
FINTECH MAY 28, 2015
Wealthy millennials using robos for retirement planning

But tax, estate and debt planning not high on their agenda for online financial tools

By Srividya Kalyanaraman
FINTECH MAY 26, 2015
Find your inner robo

Find out which robo platform best matches your personality

By InvestmentNews Staff
Stronghold takes wraps off robo matchmaker
FINTECH MAY 26, 2015
Stronghold takes wraps off robo matchmaker

Firm with ties to self-help guru Tony Robbins unveils PortfolioCheckup.

By Alessandra Malito
FINTECH MAY 24, 2015
Robo-advisers face first reckoning in downturn

Digital advice platforms look to get out in front of nervous clients as market volatility demands more communication.

By Mason Braswell
Regulators' alert on robo-advice puts advisers on notice
FINTECH MAY 24, 2015
Regulators' alert on robo-advice puts advisers on notice

Advisers can use the guidance from the SEC and Finra to help shape their compliance policies.

By Alessandra Malito
FINTECH MAY 21, 2015
3 due diligence steps advisers should take to avoid costly technology mistakes

Slow down the tech selection process to thoroughly consider how new technology will work with and for your firm.

By Neal Quon
FINTECH MAY 19, 2015
Robo-adviser jumps into college savings market

FutureAdvisor starts offering free online access to 529 plans, Coverdell Educational Savings Accounts, UTMAs and UGMAs, with hope that consumers will sign on to advice platform.

By Alessandra Malito
Consumer website that offers background checks irks advisers
FINTECH MAY 18, 2015
Consumer website that offers background checks irks advisers

A new website for consumers is drawing complaints from financial advisers who say it forces advisers to consent to, and even pay for, background checks on themselves — or risk losing credibility with potential clients.

By Davis Janowski
FINTECH MAY 15, 2015
Pershing taps Marstone partnership to debut first adviser-focused robo

The platform, which can be white-labeled for advisers, powers risk profiling, account opening and digital advice, and allows advisers to input their own portfolio models.

By Alessandra Malito
Automating better compliance to meet new SEC requirements
OPINION MAY 15, 2015
Automating better compliance to meet new SEC requirements

Here's how to meet the regulator's cybersecurity demands to protect your client's data

By Sam Attias