Aug 21, 2023
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Featured News
Tsunami of new rules bears down on advisors
With the SEC preparing to approve a number of major proposals next year, firms face added costs and a huge amount of compliance work.
SEC races clock to keep rules out of congressional kill zone
Regulations that go final during the summer or later in an election year can be vulnerable to a procedure that lets the new Congress disapprove rules approved during the previous Congress.
Social Security’s crucial role shadowed by new doubts
Crisis of confidence in the program is prompting many to claim benefits early.
Advisor movement declines 16.6% over first half
The total of 6,757 advisors moving between advisory and brokerage firms in the first half is the lowest level seen in the data, which go back to 2009.
Why ESG is hard to sell to many advisors
The term is used and misused to the extent that it has lost meaning — but it's not going away, and it could be a mistake to ignore it.
Preparing for clients’ cognitive decline
Financial advisors often find themselves on the front lines of an effort to protect clients’ lifetime savings and investments from the consequences of impaired mental capacity.
