More than $14 billion flowed into exchange-traded debt funds in April.
Agency clarifies in FAQs that it will not impose a civil monetary penalty, but will require advisers return 'ill-gotten gains' to clients.
Unless Howard Present pays $12.4 million in penalties, interest and disgorgement, he can't be reinstated
Jim Ross of State Street says exchange-traded funds that use leverage are too dangerous for retail investors.
Absalon Global High Yield, which beat 97% of its peers last year, is no longer buying triple-C credits.
These investments let your clients tap into the current M&A boom.
Alternative investments are complex and difficult to define, let alone explain to clients?
Average fee for U.S. mutual funds and ETFs declined by about 8% last year, Morningstar data show.
Q1 growth pace of 0.5% was the lowest since 2015
Brokerage firms must start disclosing the fees they charge to buy and sell state and local government debt.
They offer active strategies at a low price, but multifactor exchange-traded funds are still untested.
The firm allegedly used high-cost, underperforming index funds in its hybrid target-date funds.
The digital adviser says it's moved $500 million over to first proprietary fund.
Two biggest socially responsible ETFs both have positions in Facebook
Respondents to PIMCO survey say target-date funds offer better value.
Investors flee high-yield bonds as interest rates rise.
Small-company stocks are one place to shelter from potential hostilities.
Company is trying to diversify into higher-fee alternatives, build out tech platform.
Oil prices are rising, and that's good news for energy funds.
Holders remain in 50 exchange-traded notes the British bank will close Thursday
