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Donald Sterling's battle holds harsh lessons for advisers
INDUSTRY NEWS OCT 19, 2015
Donald Sterling's battle holds harsh lessons for advisers

The L.A. Clippers owner's fight with pro basketball highlights important tax and estate strategies that may surprise you.

By Darla Mercado
BROKER DEALERS OCT 18, 2015
TD Ameritrade CEO Tomczyk to retire, be replaced by TD Bank exec Tim Hockey

Longtime banker rose through the ranks in Canada and will move to New York.

By Bloomberg
Don't abandon Social Security strategy to avoid Medicare hike
RETIREMENT PLANNING OCT 18, 2015
Don't abandon Social Security strategy to avoid Medicare hike

Short-sighted remedy is like 'prescribing a lobotomy for a headache'.

By Mary Beth Franklin
Which region is best prepared for retirement?
RETIREMENT PLANNING OCT 18, 2015
Which region is best prepared for retirement?

A new study examines geographical differences in retirement readiness.

By Alessandra Malito
FINTECH OCT 18, 2015
Building traffic to BrokerCheck

The question for Finra: How deep is their resolve to make BrokerCheck as popular as services like Yelp, TripAdvisor or Angie's List?

By MFXFeeder
The Social Security survivor benefit do-over
RETIREMENT PLANNING OCT 18, 2015
The Social Security survivor benefit do-over

Widows and widowers can repay benefits and collect higher amounts later.

By Mary Beth Franklin
EQUITIES OCT 17, 2015
Rising rates not expected to have a huge impact on stocks

<i>Breakfast with Benjamin:</i> Just because Janet Yellen and the Fed are going to be raising interest rates soon doesn't mean there won't be investment opportunities.

By Jeff Benjamin
RETIREMENT PLANNING OCT 16, 2015
Republicans want to see cost-benefit analysis before SEC proceeds on fiduciary

Today's hearing on 2016 budget discussed the DOL rule as well, with a lawmaker asking Chairwoman Mary Jo White, 'Why are you allowing the Labor Department to take over your territory?'

By Mark Schoeff Jr.
Yellen, yuan and yields: Global economies are more closely linked than ever
EMERGING MARKETS OCT 16, 2015
Yellen, yuan and yields: Global economies are more closely linked than ever

When China sneezed last quarter, the world caught a cold but smart investors found opportunity.

By Charles Reinhard
El-Erian: Don't be too quick to discount a December Fed rate hike
EQUITIES OCT 16, 2015
El-Erian: Don't be too quick to discount a December Fed rate hike

The risk of misreading global and domestic economic context.

By Mohamed El-Erian
Voya restricts variable-annuity sales under regulatory pressure
BROKER DEALERS OCT 16, 2015
Voya restricts variable-annuity sales under regulatory pressure

In response to Finra's warning on suitability, the firm's affiliated brokers will no longer sell certain types of L share annuities, a move that puts the company in line with other B-Ds.

By Trevor Hunnicutt
A new option for income generation: High dividend, low volatility ETFs
EQUITIES OCT 15, 2015
A new option for income generation: High dividend, low volatility ETFs

Potential is there to meet investors' objectives of capital preservation, growth and income without taking on unacceptable risk

By Rick Genoni
Raymond James won't launch robo-adviser to compete with independents
FINTECH OCT 15, 2015
Raymond James won't launch robo-adviser to compete with independents

As the financial services industry jockeys for position in the fast-evolving world of robo-advice, Raymond James has put a stake in the ground, saying that it will not launch a robo-platform that competes with its affiliated financial advisers.

By Jeff Benjamin
Former Edward Jones adviser faces jail time
PRACTICE MANAGEMENT OCT 15, 2015
Former Edward Jones adviser faces jail time

<i>Breakfast with Benjamin</i>: A former Edward Jones adviser is sentenced to five years in the slammer for bilking a disabled woman out of more than $100,000.

By Jeff Benjamin
RETIREMENT PLANNING OCT 15, 2015
The newest way to get rid of credit card debt

Peer-to-peer lending is an increasingly popular way of stamping out debt, but how does it stack up against more traditional strategies?

By Bloomberg
Gender-focused investment strategy skips over common sense
EQUITIES OCT 15, 2015
Gender-focused investment strategy skips over common sense

$1.4 billion TAMP seizes on an opportunity, but its strategy seems ill-conceived.

By Jeff Benjamin
ETFs are the next frontier for liquid alternatives
OPINION OCT 15, 2015
ETFs are the next frontier for liquid alternatives

Mutual funds have been the go-to wrapper for alternative strategies, but that's changing.

By Trevor Hunnicutt
RETIREMENT PLANNING OCT 15, 2015
Retirees feel the pinch of rising health care costs

A 65-year-old couple retiring this year should expect to spend $245,000 on health care costs, up $25K from last year.

By Laura Sanicola
Market volatility fails to dent investors' attraction to robo-advisers
FINTECH OCT 15, 2015
Market volatility fails to dent investors' attraction to robo-advisers

The summertime spike in market volatility failed to dent investors' willingness to invest &amp;mdash; or invest more of &amp;mdash; their assets with robo-advisers.

By Alessandra Malito
Some retirees could see higher Medicare premiums, reduced Social Security benefits in 2016
RETIREMENT PLANNING OCT 15, 2015
Some retirees could see higher Medicare premiums, reduced Social Security benefits in 2016

One strategy may protect you from higher premiums next year; the other won't.

By Mary Beth Franklin