Mariner Wealth Advisors gains majority stake in New Jersey firm with $817M in assets.
When the need to accumulate money becomes an investor's sole preoccupation, chances are it is a case of "wealth addiction." Find out how advisers have steered clients back from the brink to healthier lifestyles.
Nominate an adviser who is dedicated to making the world a better place for a Community Leadership Award.
Parent Capital Group says has no information indicating client accounts hacked.
Three trends creating the greatest potential and impact in the near term center around industry consolidation, human capital and the maturing of the advisory industry.
Client segmentation may make business sense, but it defies common client-servicing sense
The <a href="http://www.investmentnews.com/article/20140310/FREE/140319990">proposed Finra bonus disclosure rule</a>, which could curtail the size of mushrooming recruiting packages, exposes a chasm in the advisory industry, pitting smaller broker-dealers against large wirehouses and RIAs.
Firm owners need to learn to delegate tasks and take advantage of workflow efficiency.
Elusive new prospects are closer than you think &ndash; two advisers find success incorporating hobbies and COI.
Incoming Finance Committee chairman, 32 other senators support maintenance of tax expenditure.
Four top officials of DBSI — one of the big-three private placement firms — have been charged with fraud. Bruce Kelly supplies the details.
Independent broker-dealer Berthel Fisher & Co. Financial Services Inc. scored a victory this month in an arbitration over an investor seeking $934,000 in restitution for investing in a real estate deal involving an office building in Minnesota.
<i>Friday's menu:</i> Consumers still left in the loan lurch. Plus: Which manager just jumped into the liquid alts pool? Some stocks for a rising-rate cycle; commodities are hot again; European banks ride the wave; and Merrill trims its housing outlook.
