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INDUSTRY NEWS OCT 24, 2013
10 stealth economic trends that rule the world

A look into the subtle forces reshaping the world's economies, and other must reads from wealth manager and CNBC commentator Josh Brown

By Joshua Brown
RETIREMENT PLANNING OCT 24, 2013
Your retirement plan is now following you on Twitter

What employees miss by not connecting with plans on social media

By Megan Durisin
INDUSTRY NEWS OCT 24, 2013
Gross' flagship fund endures hefty September redemptions

Pimco Total Return Fund, the world's biggest mutual fund, had its fifth straight month of withdrawals as investors continued to flee bonds.

By Matt Ackermann
INDUSTRY NEWS OCT 24, 2013
Double your pleasure, double your fun

By By Nicholas Colas
REGULATION AND LEGISLATION OCT 24, 2013
Ohio alleges crowdfunding site misled investors

State claims the site misled investors about earnings potential, contacted them in violation of securities laws.

By Mark Schoeff Jr.
EQUITIES OCT 24, 2013
Cash is trash? Depends on who you're talking to

Who in their right mind would own cash when it's a guaranteed losing proposition? You might be surprised.

By Gregory Crawford
EQUITIES OCT 24, 2013
No big bang for ING IPO

Stock trades higher after company cuts offering price; annuities biz viewed as financial drag

By Darla Mercado
EQUITIES OCT 24, 2013
ING U.S. sets stock offering price at $21-$24 a share

Company to change name to Voya Financial upon IPO, focus on retirement, investment, insurance.

By Darla Mercado
RIAS OCT 23, 2013
Advisory expansion at Schwab helps 3Q profits climb

Firm reports double-digit revenue gains in three units; 15% growth overall.

By Trevor Hunnicutt
RETIREMENT PLANNING OCT 23, 2013
Unraveling mystery Social Security lump-sum payments

Some retirees can receive up to six-months of retroactive benefits.

By Mary Beth Franklin
RETIREMENT PLANNING OCT 23, 2013
Schwab ETF platform for 401(k)s hits regulatory speed bump

Schwab's ETF platform for 401(k)s, which was expected to debut in the fourth quarter, may need more work before being ready for prime time. Darla Mercado on what happened.

By Darla Mercado
RIAS OCT 23, 2013
Largest wealth group at UBS in San Diego goes independent

Ajay Gupta and partners managed $540 million at wirehouse; clients include new-age guru Chopra.

By Trevor Hunnicutt
OPINION OCT 23, 2013
Screen-sharing tools improve communication

By dobrien
RIAS OCT 23, 2013
Raymond James offers alts to RIAs

The beefing up of Raymond James' RIA business continues as affiliated RIAs will have access to the firm's alternative investment platform beginning in September.

By DJAMIESON
REGULATION AND LEGISLATION OCT 23, 2013
Crowd-funding, private-placement ads get special focus in the Bay State

Chief securities cop Galvin sets up new unit to monitor newfangled funding methods.

By Mark Schoeff Jr.
RIAS OCT 23, 2013
Rising rates damp Raymond James' quarterly results

Revenue, income, earnings up small, EPS miss expectations.

By DJAMIESON
RIAS OCT 23, 2013
Fidelity rejiggers institutional business

Revamp aimed at streamlining coverage of RIA, B-D, bank, and retirement-plan clients

By DJAMIESON
REGULATION AND LEGISLATION OCT 23, 2013
Advocates push SEC to propose crowd funding rules

Proponents want rule, critics worry about investor protection.

By Mark Schoeff Jr.
Crowd funding could come back to bite broker-dealers
EQUITIES OCT 23, 2013
Crowd funding could come back to bite broker-dealers

Risks include lack of information, new reporting standards, Abshure says

By Bruce Kelly
INDUSTRY NEWS OCT 22, 2013
Summers says government-driven growth is right medicine, not austerity

Former Fed chief contender's credibility questioned; views called “simplistic.”

By Trevor Hunnicutt