In celebration of IN's 15th anniversary, we're taking a look back during June at advisers who've changed the industry. Today: A behavioral finance visionary.
Who is the investor of the future? Research points to crucial demographic shifts toward the modern family with 'younger demographics' that advisers need to get ahead of. Or get left behind.
Head of Commonwealth Capital Securities reaches $1.5M settlement with the SEC over claims of misleading compensation disclosure. And this comes five months after a Finra complaint over misuse of investor cash.
Advisers should dig deep because not all floating-rate funds are created equal, fund manager says
The Hartford is reining in investment options for some variable annuities, leaving advisers scrambling to find their clients who have them. That's raising worries about the amount of work — and potential liability — they may face.
Powerball winner's $590M booty is big win for small advisory firm.
With Mary Jo White at the helm, the SEC will try again at reforming money market funds. The new chairman is keeping her cards close to her chest but the industry is hopeful she'll play a good hand.
Bond king says performance has been boosted by massive expansion of federal credit
Firm sees 'simplicity' and 'transparency' in new fee structure for target group.
"Bomb shelter" mentality helped through crisis, now wealthy find best opportunities.
Adviser marketing expert Fox-Foley to focus on getting out the IBD's 'secret.'
Early reports suggest that The Hartford's buyback terms for some of its legacy VAs are extremely generous. How generous? Some clients can cash out early at full value.
But CEO says regulators need to understand the business better.
