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RETIREMENT PLANNING MAR 12, 2013
Real estate maven Tony Thompson falls on hard times

By Bruce Kelly
Ghost of Smith Barney? Brokerage fuels big 4Q for Morgan Stanley
WIREHOUSES MAR 12, 2013
Ghost of Smith Barney? Brokerage fuels big 4Q for Morgan Stanley

Company booked $550M profit in quarter; wealth management unit leads the way

By John Goff
MS Wealth Management vaults past margin target
RIAS MAR 12, 2013
MS Wealth Management vaults past margin target

Unit ahead of schedule, records 17% pretax margin in fourth quarter; 'let's not get too wound up.'

By JKEPHART
RETIREMENT PLANNING MAR 11, 2013
Mining company bankruptcy the canary in coal mine for pensioners

Promised health care benefits for 10,000 on the cutting block; 'rug pulled out from under you'.

By Darla Mercado
INDUSTRY NEWS MAR 11, 2013
Buffett: In the U.S., bet on capitalism

Warren Buffett, the Oracle of Omaha, says investors should bet on the 'natural juices' of capitalism to continue to lead the U.S. economy out of recession.

By Gregory Crawford
REGULATION AND LEGISLATION MAR 11, 2013
SEC idea for harmonization a 'disaster' for advisers, says industry advocate

The Securities and Exchange Commission may move ahead with "harmonization" of broker and investment-adviser rules before deciding whether to propse a rule that would raise investment-advice standards for brokers. That is creating concern in the adviser community.

By Mark Schoeff Jr.
BROKER DEALERS MAR 11, 2013
Senator pushes SEC's Walter on fiduciary rule

New Senate banking committee leader says uniform fiduciary duty should be a priority.

By Mark Schoeff Jr.
BROKER DEALERS MAR 11, 2013
Clients trust advisers; advisory firms, not so much

Study finds some confusion over fiduciary duty vs. suitability.

By Liz Skinner
RETIREMENT PLANNING MAR 10, 2013
Advisers pitching 401(k) plans: Do your homework

Research shows plan sponsors turn to referrals from peers to find advisers with whom they would like to work, rather than responding positively to cold calls

By Darla Mercado
INDUSTRY NEWS MAR 10, 2013
Q&A with Bill Gross: Making a case for bonds, even as returns falter

The Pimco chief discusses his outlook on bonds, interest rates and why the so-called great rotation out of bonds isn't likely to happen

By Jason Kephart
FIXED INCOME MAR 10, 2013
High hopes for high-yield debt

As interest rates rise, junk bonds could be a safe bet for investors

By Jeff Benjamin
RETIREMENT PLANNING MAR 10, 2013
Near-retirees need a plan for debt

By MFXFeeder
REGULATION AND LEGISLATION MAR 10, 2013
SEC harmonization effort 'disaster' for advisers, industry advocate says

Agency is signaling that it first may adjust the rules governing brokers and investment advisers

By Mark Schoeff Jr.
INDUSTRY NEWS MAR 10, 2013
Pesto chango! Suddenly, this food is a very hot commodity

Price of pine nuts goes through the roof; accept no substitutes

By Bloomberg
Farm commodity ETF offers diversification — at a cost
ETFS MAR 10, 2013
Farm commodity ETF offers diversification — at a cost

The Teucrium Agricultural Fund holds an equal weighting of exchange-traded funds that invest in corn, sugar, soybean and wheat futures and is the first ETF to combine the four major agriculture commodities in a single fund.

By JKEPHART
INDUSTRY NEWS MAR 09, 2013
Still bullish

Invesco's Richard Golod, director of global investment strategy, on why he believes the US, Japan and emerging markets may offer compelling opportunities, while Europe requires a more selective approach.

By Mark Bruno
RETIREMENT PLANNING MAR 09, 2013
Mary Beth Franklin: Jumping the gun on Social Security a big mistake

Timing is key to wringing out the most dollars; magic number

By Mary Beth Franklin
RETIREMENT PLANNING MAR 09, 2013
Mary Beth Franklin: Don't forget kids in Social Security strategy

Factoring a child's benefit into claiming strategy can boost family income

By Mary Beth Franklin
RETIREMENT PLANNING MAR 09, 2013
Mary Beth Franklin: Why the merry widow is so darned merry

Social Security survivor benefits usually continue after late-in-life remarriage

By Mary Beth Franklin
RIAS MAR 08, 2013
Regulators bare their teeth on excessive fees

Moves this week by Finra and the SEC signal watchdogs are ready to pounce on anyone overcharging clients.

By Mark Schoeff Jr.