The principal from Custom Wealth Management talks about the challenges of developing a succession plan.
Brinker Capital, Bob Doll take stake in Snowden Capital Advisors
The fiscal-cliff denoument was not pretty. But it may have laid the foundation for broader tax reform in 2013.
In a move sure to cheer B-Ds — and their attorneys — Finra backtracks from an earlier, stricter interpretation of what reps can say to non-clients.
Marriage must last at least 10 years to claim Social Security benefits on ex-spouse
A team advisers found that life under Merrill Lynch was too restrictive and decided to affiliate with Focus Financial.
Focus Financial Partners has replenished its RIA acquisition war chest with a new $220 million credit facility and is keen to land high-end teams from wirehouses.
CEO Birenbaum says firm has 'pantheon of thought leaders.'
Financial advisers can cheer on behalf of some of their clients — individuals with annual income below $400,000 and couples below $450,000 — but they shouldn't cheer too loudly or too long.
Urge Commission to speed up regulation that will ease regs on Reg D offerings.
Cousin selling 2009 World Series babble; oh yes, $2.3M baseball card on the same bill
