New York Gov. Cuomo promises to sue federal government, make changes in state tax code.
John Hancock, Transamerica, State Street and Russell Investments have deals with the software provider.
A system for backing up bank accounts is expanding to include other nest eggs.
Fiduciary advocates hope Democrats will continue to hold the line against the provision
As the regulator becomes more transparent, it may also become more fair on arbitration and enforcement.
Jamie Hopkins, associate professor of taxation at the American College of Financial Services, offers guidance.
This month's edition kicks off with the big news that the Center for Research in Security Prices (CRSP) is working with Vanguard to put its Total Stock Market Index (along with several others) on a publicly available blockchain.
The SEC likely will adopt the DOL's definition of fiduciary, and put a rule in place by the end of 2019.
Other companies, including TIAA and New York Life, settled self-dealing suits for millions of dollars in 2017.
Junxure users will continue to be supported, and gain access to AdvisorEngine tools.
Advisers considering independence have new, high-tech options
Senior reporter Mark Schoeff Jr. speaks with Investment Adviser Association CEO Karen Barr about what's to come now that the SEC has a full commission, including how the agency might proceed on its fiduciary rule.
Independent advisers and investment clients fared much better than the DOL rule and robo platforms.
Advisers must overcome three barriers in order to serve clients' values
The tax-advantaged retirement vehicle has grown in popularity among advisers and clients, despite obstacles.
Pay attention to new rules for the "individual mandate" requirement and the medical expense deduction floor.
Tyrone Pang was terminated for accepting a customer's check made payable to himself for an insurance premium payment.
Tax experts scramble to understand full implications of the 500-page law which is anything but simple.
The backlog for appealing an adverse decision before an administrative law judge averages 605 days.
Abiding a well-crafted IPS can help minimize legal trouble for plan fiduciaries.
