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LIFE INSURANCE AND ANNUITIES DEC 21, 2011
Aon survey: Slowdown still No. 1 risk

An economic slowdown remains the No. 1 risk facing businesses, according to Aon Corp.'s biennial Global Risk Management Survey of global risk managers and chief financial officers

By Mike Tsidoudakis
Purchase price of Morgan Keegan could near $1B
INDUSTRY NEWS DEC 20, 2011
Purchase price of Morgan Keegan could near $1B

It's been a long road, but Regions Financial has finally found a buyer for its brokerage unit. Raymond James will purchase the B-D for -- get this -- $930 million in cash and a $250 million dividend.

By Andrew Osterland
LIFE INSURANCE AND ANNUITIES DEC 20, 2011
Exit, stage left

Sun Life's recent exit from the variable annuity business is just the latest sign that carriers aren't thrilled by the risks such long-term investments carry. With several insurers backing out of the business, and others reining in benefits and raising prices, 2011 may go down as the year of the vanishing VA | <b>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20110912&amp;Category=FREE&amp;ArtNo=912009999&amp;Ref=PH?>Advisers favorite VA providers &amp;raquo;</a>

By John Goff
REGULATION AND LEGISLATION DEC 20, 2011
SEC, SIPC ready to rumble over Ponzi payouts

By Dan Jamieson
Biggest bounced check ever as bank failures cost U.S. $88B
REGULATION AND LEGISLATION DEC 20, 2011
Biggest bounced check ever as bank failures cost U.S. $88B

Critics claim more transparency needed to prevent future fiascos; no 'scalps on the wall'

By John Goff
Paging Willie Sutton: English butlers making a beeline to China
RETIREMENT PLANNING DEC 20, 2011
Paging Willie Sutton: English butlers making a beeline to China

Placement agencies can't keep up with demand; new clients 'sitting on piles of money'

By John Goff
Mortgage rates surge, now at 'extremely low levels'
RETIREMENT PLANNING DEC 20, 2011
Mortgage rates surge, now at 'extremely low levels'

Thirty-year fixed back to 4%; move away from Treasuries could hike rates further

By John Goff
Morgan Stanley Smith Barney: U.S. recession likely 'within next year'
INDUSTRY NEWS DEC 20, 2011
Morgan Stanley Smith Barney: U.S. recession likely 'within next year'

<i>*The MSSB Global Investment Committee includes: Chief Investment Officer, David M. Darst;Chief Investment Strategist, Kevin Flanagan; Chief Fixed Income Strategist Jonathan Mackay; Senior Fixed Income Strategist, Charles Reinhard; Deputy Chief Investment Officer, Douglas Schindewolf, Director of Asset Allocation.</i>

By Mark Bruno
RETIREMENT PLANNING DEC 20, 2011
With new rule, DOL nixes additional fees for 401(k) advisers

The Labor Department has finalized a rule aimed at deterring financial advisers from receiving additional compensation based on the funds they choose for retirement plans

By Darla Mercado
Labor Department, SEC coordinate on participant 401(k) fee disclosures
RETIREMENT PLANNING DEC 20, 2011
Labor Department, SEC coordinate on participant 401(k) fee disclosures

The Labor Department and the SEC agree on fee disclosures.

By Darla Mercado
INDUSTRY NEWS DEC 20, 2011
Why Morgan Stanley Smith Barney has turned 'decisively' bearish

The risk of recession in the US and the rest of the developed world has grown significantly in recent weeks, so we are adopting an overweight position in safe havens and an underweight position in risk assets.

By Mark Bruno
Judge kills Pru motion to toss death benefit suits
LIFE INSURANCE AND ANNUITIES DEC 20, 2011
Judge kills Pru motion to toss death benefit suits

Carrier being sued for allegedly retaining life insurance payouts, pocketing the float

By Darla Mercado
LIFE INSURANCE AND ANNUITIES DEC 20, 2011
States' probe of death benefit payouts could spawn regs

A continuing three-year, 35-state investigation into the practices by which life insurers pay death benefits may spawn more-stringent requirements for locating beneficiaries

By Darla Mercado
RIAS DEC 19, 2011
The 10 videos advisers watched most in 2011

Financial advisers have begun to incorporate video into their marketing as a key client communication and business development tool.

By Mark Bruno
WIREHOUSES DEC 19, 2011
Smith Barney may disappear the old-fashioned way

Like E.F. Hutton, PaineWebber and Dean Witter, the venerable name of Smith Barney is likely to be relegated to the ash heap of Wall Street history

By Andrew Osterland
Crisis panel verdict: 'Twas booty killed The Street
WIREHOUSES DEC 19, 2011
Crisis panel verdict: 'Twas booty killed The Street

Whopping bonuses, exorbitant salaries encouraged risk-taking, leverage; 'poachers better paid than the game-keepers'

By John Goff
RIAS DEC 18, 2011
The Power 20

Which individuals will have the greatest impact on financial advisers and the overall industry in 2012? InvestmentNews highlights the 20 most powerful people of 2012, according to our editors and reporters.

By Mark Bruno
RIAS DEC 18, 2011
Rudy Adolf: The focus driving Focus

Rudy Adolf said he became convinced that RIAs were the future of the investment management business back in the late 1990s, when he was running a traditional brokerage firm.

By Lavonne Kuykendall
INDUSTRY NEWS DEC 18, 2011
Shlomo Benartzi: What makes people tick? He probably has an idea

Shlomo Benartzi has always had a knack for figuring out what motivates people. For example, when he was in elementary school in Israel, he quickly figured out how to escape the boredom of a typical math class.

By Elizabeth MacBride
INDUSTRY NEWS DEC 18, 2011
Tea Party/OWS: Protest to shape election

One moviement is highly organized and bent on getting people elected who share its conservative beliefs.

By Darla Mercado