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INDUSTRY NEWS DEC 18, 2011
Angela Merkel: 'The lady with the checkbook'

As leaders of Europe's linchpin economy, German Chancellor Angela Merkel holds the fate of the global economy in her hands.

By Bloomberg
FINTECH DEC 18, 2011
Darren Tedesco: Driving Commonwealth's 'intuitive' tech

No matter how you slice the data, Commonwealth Financial Network LLP comes out as one of the top independent broker-dealers in the nation — and a big part of that success has been its technology.

By Davis Janowski
RIAS DEC 18, 2011
Congress is no place for insider trading

By InvestmentNews
RIAS DEC 16, 2011
Double your pleasure

Investment advisers don't seem thrilled by the prospect of switching from SEC oversight to an SRO -- particularly if that SRO is Finra. Now comes word that advisory firms might pay twice as much in fees if Finra were to take the reins from the Commission. (photo: lobstar28)<br> <b>EXTRA</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20111202&amp;Category=FREE&amp;ArtNo=120209999&amp;Ref=PH>The secrets of less-successful advisers &amp;raquo;</a>

By John Goff
Affluent anxious about retirement, too, Wells Fargo finds
RETIREMENT PLANNING DEC 16, 2011
Affluent anxious about retirement, too, Wells Fargo finds

Affluent investors are just as anxious about having enough money to retire as everyone else.

By Evan Cooper
New SEC commissioner wants agency to slow down
MUTUAL FUNDS DEC 16, 2011
New SEC commissioner wants agency to slow down

It didn't take long for Daniel Gallagher, the SEC's newest commissioner, to disagree with the agency's chairman, Mary Schapiro.

By Mark Schoeff Jr.
RIAS DEC 16, 2011
Be prepared for a tougher SEC

The Securities and Exchange Commission has blundered badly in the past decade, missing several major scandals, including the Enron fraud and the Madoff Ponzi scheme. Most recently, its proposed settlement with Citigroup Inc. was rejected by a federal judge.

By MFXFeeder
REGULATION AND LEGISLATION DEC 16, 2011
In Rakoff's wake, SEC may settle matters out of court

Commission asks Congress for powers to handle cases administratively; no risk of consent agreements

By Liz Skinner
Forget the frankincense and myrrh, gold hoard hits record level
INDUSTRY NEWS DEC 16, 2011
Forget the frankincense and myrrh, gold hoard hits record level

Most analysts see no end in sight to rise in price of bullion; copper's a different story

By Bloomberg
Citi kitty for SEC settlement will need to get a lot bigger: Lawyers
REGULATION AND LEGISLATION DEC 16, 2011
Citi kitty for SEC settlement will need to get a lot bigger: Lawyers

Judge rejected initial $285M deal; money only place for 'any latitude'

By John Goff
Judge Dredd may scotch $285M Citi settlement: Attorney
REGULATION AND LEGISLATION DEC 16, 2011
Judge Dredd may scotch $285M Citi settlement: Attorney

Rakoff seems skeptical of deal with SEC; down this path before

By Liz Skinner
INDUSTRY NEWS DEC 16, 2011
Fund companies expand menus amid flight from stocks

Investors' wariness of equities is prompting some mutual fund companies to expand their menu of offerings to include more bonds and alternative investments

By Jessica Toonkel
Morningstar cuts ratings on DWS, Schwab target date series
RETIREMENT PLANNING DEC 16, 2011
Morningstar cuts ratings on DWS, Schwab target date series

Cites lack of performance at LifeCompass, lack of continuity at Schwab Target

By Darla Mercado
INDUSTRY NEWS DEC 16, 2011
What the European debt crisis may mean for U.S. financial advisers

In addition to concerns about their own nation's financial situation, many Americans are worried that Europe's debt woes will spill onto U.S. shores

By Asoka Woehrmann
Meredith Whitney 'not even close' as muni defaults down 60%
RETIREMENT PLANNING DEC 16, 2011
Meredith Whitney 'not even close' as muni defaults down 60%

So far, star analyst's prediction of disaster for tax-exempt sector way off the mark; other made similar forecasts

By John Goff
Greece monkeys around, will default in March: Fitch
INDUSTRY NEWS DEC 15, 2011
Greece monkeys around, will default in March: Fitch

Analyst says not enough political will to prevent collapse; 'won't be a surprise'

By John Goff
BRICs hitting the wall, says Goldman
INDUSTRY NEWS DEC 15, 2011
BRICs hitting the wall, says Goldman

Once the darling of investors, emerging market funds have lost their luster over the past year. Now, Goldman Sachs says the halcyon days for the largest emerging economies -- Brazil, Russia, India and China -- are at an end. | <b>Extra</b><a href="http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20111215&amp;Category=FREE&amp;ArtNo=121509999&amp;Ref=PH">Top international funds in 2011</a>

By John Goff
INDUSTRY NEWS DEC 15, 2011
Top international fund managers for 2011? Here's five that rank high

By John Goff
Advisers shuffle off in Buffalo as firm closes
RIAS DEC 15, 2011
Advisers shuffle off in Buffalo as firm closes

A small broker-dealer in Buffalo is shutting down next year because its five teams of financial advisers want to find a better fit for their individual businesses.

By Bruce Kelly
INDUSTRY NEWS DEC 15, 2011
Euro hits 11-month low, under 'acute' pressure

The euro fell below $1.30 for the first time since January as Italian borrowing costs increased at a debt auction and Spanish banks' borrowings from the European Central Bank climbed by the most in a year.

By Bloomberg