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INDUSTRY NEWS DEC 13, 2011
Stock pickers divided over market forecast

By Bloomberg
INDUSTRY NEWS DEC 13, 2011
Big money management firms add assets as markets rebound

Total assets under management of the largest 500 money managers in the world edged 4.4% higher in 2010, to $64.7 trillion, according to the annual Pensions & Investments/Towers Watson World 500 ranking

By Thao Hua
Who loses if second home mortgages are no longer deductible?
RETIREMENT PLANNING DEC 13, 2011
Who loses if second home mortgages are no longer deductible?

The proposed elimination of the mortgage-interest tax deduction for second homes will smack a number of states. Here's a look at how each state will fare -- and the additional amount homeowners could pay Uncle Sam. | <b>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Avis=CI&amp;Dato=20111025&amp;Kategori=FREE&amp;Lopenr=102509999&amp;Ref=PH>The best-performing housing markets</a>

By Barry Glassman
BlackRock, ProShare execs clash over ETF proposal
ETFS DEC 13, 2011
BlackRock, ProShare execs clash over ETF proposal

Recent market volatility is prompting Congress to examine the role ETFs may play in the gyrations. At the same time, ETF vendors are squabbling over the best way to dampen the risks arising from the popular funds.

By Mark Schoeff Jr.
SIPC slammed by fraud victims
REGULATION AND LEGISLATION DEC 13, 2011
SIPC slammed by fraud victims

Allege legitimate claims disallowed while trustees rake in excessive charges; 'customer is always shorted'

By John Goff
Ex-Stanford advisers targeted by SEC: Reports
REGULATION AND LEGISLATION DEC 13, 2011
Ex-Stanford advisers targeted by SEC: Reports

Patrick Cruickshank is one of at least four former Stanford Group Co. financial advisers and executives who may be sued by U.S. securities regulators for fraud, according to the Financial Industry Regulatory Authority Inc. and a lawyer for the brokerage's underwriter.

By Mark Bruno
Sun Life bows out of VA biz in the U.S.
LIFE INSURANCE AND ANNUITIES DEC 12, 2011
Sun Life bows out of VA biz in the U.S.

Market gyrations, low interest rates forces company to scale back; life insurance also nixed here

By John Goff
This state the capital of income inequality
RETIREMENT PLANNING DEC 12, 2011
This state the capital of income inequality

Connecticut has highest per capita income, but plenty of poor folks; solidly middle class now 'solidly hurting'

By John Goff
Thanks to lawmakers, year-end tax planning a toss of the dart
RIAS DEC 12, 2011
Thanks to lawmakers, year-end tax planning a toss of the dart

Uncertainty about what Congress does in 2012 confounding clients, tax planners; 'lot of unhappy people'

By John Goff
REGULATION AND LEGISLATION DEC 12, 2011
Liars clubbed? SEC cracks down on tarted-up ADVs

The Securities and Exchange Commission has started targeting investment advisers who have lied on their registration forms

By Mark Schoeff Jr.
Advisers split on Occupy Wall Street
REGULATION AND LEGISLATION DEC 12, 2011
Advisers split on Occupy Wall Street

Surprisingly, an exclusive <i>InvestmentNews</i>poll shows that nearly 40 percent of advisers support the anti-Wall Street movement. But an even larger percentage say nothing will come of the protests.

By Darla Mercado
RIAS DEC 12, 2011
Insurers using nimble approach to shield VA holders' assets

By Darla Mercado
LIFE INSURANCE AND ANNUITIES DEC 12, 2011
Sun Life guns for market share in hybrid life/LTC space

Sun Life Financial Inc.'s hybrid whole-life and long-term-care product came out just last month, but the insurer is champing at the bit to build market share in a space currently dominated by just a select few.

By Darla Mercado
RETIREMENT PLANNING DEC 11, 2011
Boomers roll the dice, skip meds to make ends meet

Falling investment returns, rising costs of necessities has pre-retirees cutting back on prescriptions, skipping doctors' appointments, study finds

By Bloomberg
Bragging rights: The most financially savvy states
INDUSTRY NEWS DEC 11, 2011
Bragging rights: The most financially savvy states

New Hampshire and Alaska are home to the most financially savvy residents in the United States.

By Darla Mercado
Another B-D down
INDUSTRY NEWS DEC 11, 2011
Another B-D down

Pacific West Securities is the latest indie broker-dealer to be closing up shop. The firm's 300 or so reps have a place to land, however, and will be moving to Multi-Financial Securities | <a href=http://www.investmentnews.com/apps/pbcs.dll/articleAID=/20110228/CHART02/110229947>Downed B-Ds since March 2010 &amp;raquo;</a> <b>Buzz:</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20111202&amp;Category=FREE&amp;ArtNo=120209999&amp;Ref=PH>Secrets of less successful advisers &amp;raquo;</a>

By John Goff
LPL fined over sale of risky partnerships to seniors
ALTERNATIVES DEC 11, 2011
LPL fined over sale of risky partnerships to seniors

B-D failed to supervise adequately ex-rep in Oregon who flogged the investments; some clients in their 80s

By Bloomberg
Stifel back in the hunt for Morgan Keegan, say sources
INDUSTRY NEWS DEC 11, 2011
Stifel back in the hunt for Morgan Keegan, say sources

By John Goff
INDUSTRY NEWS DEC 11, 2011
How Morgan Keegan deal could be impacted by MF Global

MF Global's collapse into bankruptcy last week threw yet another monkey wrench into the sale of regional brokerage firm Morgan Keegan &amp; Co. Inc., which declines in value as time passes, industry recruiters said

By Bruce Kelly
Morgan Keegan deal could collapse due to MF fiasco: Sources
INDUSTRY NEWS DEC 11, 2011
Morgan Keegan deal could collapse due to MF fiasco: Sources

Potential buyers said to have lowered bids substantially in wake of bankruptcy of Jon Corzine's B-D

By John Goff