News

Displaying 42982 results
Clients hesitant to buy stocks, but corporations can't get enough
INDUSTRY NEWS NOV 10, 2011
Clients hesitant to buy stocks, but corporations can't get enough

Business buyback binge eases concerns about another recession; 'a testament from CEOs'

By John Goff
INDUSTRY NEWS NOV 10, 2011
Sketches of pain

Adviser Carl Richards is gaining something of a cult following in the financial advice industry -- thanks to humorous drawings that illustrate the flaws in clients' approaches to investing . Here are ten of Richards' best. <b><a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20111109&amp;Category=FREE&amp;ArtNo=110909910&amp;Ref=PH&amp;Params=Itemnr=1>Read about Richards &amp;raquo; | <a href=http://www.investmentnews.com/article/20111109/FREE/111109932>The hot new alternative investment? Art &amp;raquo;</a></b>

By John Goff
Wealth managers demanding — and getting — huge salaries in Asia
RETIREMENT PLANNING NOV 10, 2011
Wealth managers demanding — and getting — huge salaries in Asia

Competition fierce as number of millionaires in Asia set to double by 2015; plenty of offers on the table

By John Goff
Thanks to economy, 80 — yes, 80 — is the new 65
RETIREMENT PLANNING NOV 09, 2011
Thanks to economy, 80 — yes, 80 — is the new 65

Survey shows many workers will have to stay on the job years longer before they can afford to retire

By John Goff
REGULATION AND LEGISLATION NOV 09, 2011
Free pass

Finra acknowledged that disgraced Wall Street titan Jon Corzine was given a waiver for his Series 24 and Series 7 exams, even though Corzine had been out of the brokerage industry for years. | <b>Readers react angrily:</b> <i>'One rule for one, another rule for the rest of us'</i> | <a href=http://bit.ly/uUgU7C>Join the debate</a>

By John Goff
REGULATION AND LEGISLATION NOV 09, 2011
Higher taxes are on the horizon

Here are some examples of ways that financial advisers can help clients to reduce their tax burden.

By Jeff Benjamin
REGULATION AND LEGISLATION NOV 09, 2011
Finra gets another black eye

The SEC's announcement last week that it had threatened to sanction Finra because a senior official doctored minutes from internal staff meetings is an embarrassing black eye to the securities industry's watchdog as it pushes to expand its authority to regulate investment advisers

By Liz Skinner and Bruce Kelly
REGULATION AND LEGISLATION NOV 09, 2011
Mary Schapiro lands in hot seat again

For SEC Chairman Mary Schapiro, last week's dust-up involving Finra is the latest in a string of embarrassments she has endured since taking over the embattled agency in 2009

By Liz Skinner
I knew them when: Pre-IPO investing goes retail
INDUSTRY NEWS NOV 08, 2011
I knew them when: Pre-IPO investing goes retail

New closed-end fund lets clients bet on future stock market stars

By Andrew Osterland
Despite earlier predictions, no pall at all over muni market
RETIREMENT PLANNING NOV 08, 2011
Despite earlier predictions, no pall at all over muni market

With yields matching, even surpassing comparable Treasuries, municipals suddenly big with advisers

By Jeff Benjamin
PRACTICE MANAGEMENT NOV 08, 2011
Why billion-dollar brokers are on the move

A handful of top-tier advisers and teams have changed firms in the last 30 days, according to our <a href=http://www.investmentnews.com/section/recruiting-moves&amp;fromdate=20111019&amp;todate=20111118&amp;sortorder=aum%28desc%29>Advisers on the Move</a> database.

By Mark Bruno
J.P. Morgan replacing retirement plan fund menu with portfolios
RETIREMENT PLANNING NOV 08, 2011
J.P. Morgan replacing retirement plan fund menu with portfolios

New approach divides fund offerings into a trio of goal-based portfolios

By Darla Mercado
GOP now talking taxes, but Dems say they're talking through their hats
RIAS NOV 08, 2011
GOP now talking taxes, but Dems say they're talking through their hats

Republicans OK with axing tax deductions for the rich, but marginal tax rates still a bone of contention

By John Goff
INDUSTRY NEWS NOV 08, 2011
It's not you, it's your firm

It's been about two months since Sallie Krawcheck was ousted from her job at Bank of America Global Wealth Management. At a conference on Monday, the former head of Merrill Lynch's thundering herd praised advisers. She was less generous about the actual firms that advisers work for. | <b>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Avis=CI&amp;Dato=20110616&amp;Kategori=FREE&amp;Lopenr=616009999&amp;Ref=PH>How clients rate the big advisory firms</a>

By John Goff
TAX NOV 08, 2011
Social Security beneficiaries to receive 3.6% increase

Fifty-five million Social Security beneficiaries will receive a 3.6% cost-of-living adjustment next year, the U.S. government said last week

By Bloomberg
INDUSTRY NEWS NOV 08, 2011
Wirehouses warming to indexed annuities

By Darla Mercado
LIFE INSURANCE AND ANNUITIES NOV 08, 2011
Insurance regulators seek stronger annuity disclosure

A group of state insurance regulators voted last week to adopt amendments to an annuity disclosure model that would give customers a detailed breakdown of product features

By Darla Mercado
RETIREMENT PLANNING NOV 08, 2011
&lt;font color=red&gt;FPA Convention &lt;/font&gt;What's the right age to take Social Security?

If the drawdown of assets is done properly, it's best to delay taking that government check.

By Bloomberg
RETIREMENT PLANNING NOV 08, 2011
Retirement experts clash over tax breaks for 401(k) plans

Some want to boost the deferral limit &#8211; others want to do away with it

By Darla Mercado
INDUSTRY NEWS NOV 08, 2011
John Hussman: Inside a 'surface' recovery

On the surface, the U.S. economy is gradually recovering

By John Hussman