Does your congressman know how an SRO would make your life more difficult? Did you tell him?
As hundreds milled about at Zuccotti Park today in Manhattan's Financial District, it became clear that Occupy Wall Street isn't just a young person's movement anymore. And it's gathering momentum.
Judge shoots down SEC claim that Morgan Keegan misled auction-rate securities investors
Firm says that's the potential loss if it has to buy back auction-rate securities at this time; investigations pending
Despite the glitter of the Goldman Sachs name, the bank's asset management operation continues to sputter. One telltale benchmark: the unit has had eight bosses in eight years. Can 'Lloyd's Boys' turn things around?
While Mr. Corzine generally backs the Obama administration's push for regulatory reform, he doesn't agree with every piece of the legislation and has concerns about how new laws will be applied.
Jon Corzine, the former Democratic senator and governor of New Jersey, is warning the financial services industry: Don't try to fight the financial-reform bill being debated in Congress.
Jon Corzine, the former Democratic senator and governor of New Jersey, came to the defense of his old employer, Goldman Sachs Inc,. in remarks at the Investment Company Institute's General Membership Meeting on Wednesday afternoon.
Former Goldman Sachs boss -- and onetime N.J. governor -- Jon Corzine finds a new challenge: righting the ship at struggling brokerage MF Global
The following is an edited version of an Oct. 17 speech by Carlo V. di Florio, director of the Securities and Exchange Commission's Office of Compliance Inspections and Examinations, at the annual meeting of the National Society of Compliance Professionals in Baltimore
Economic data to be released today is expected to show that GDP picked up in the third quarter as did sales of existing homes. Meanwhile, the number of new claims for unemployment likely dropped off. | <B>Extra</b> <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&Date=20111025&Category=FREE&ArtNo=102509999&Ref=PH>Hottest housing markets</a>
Every time the debate over the fiduciary standard of client care hits the news, RIAs pick up a few more clients
Financial planning is growing as a profession around the world, according to an organization that sets standards for its practitioners.
Evercore Wealth Management's Charles Ryan talks about his firm's recent growth an expansion -- and what lies ahead for the rest of 2011 and 2012. For more INTV with top RIAs, <a href=www.investmentnews.com/section/multimedia?playerType=INTV>click here.</a>
Social media has taken over the world — or so it seems — and financial services firms are being pulled into the mix, albeit kicking and screaming. The truth is, if a company wants to remain competitive in this digital age, social media must be a strategic part of its overall marketing plan
For providers of financial services to Employee Retirement Income Security Act of 1974 plans, fees are a double-edged sword
It is time our elected leaders and presidential wannabes treat America's jobs crisis as the social and economic catastrophe that it is, and not just as fodder for 2012 campaigns
Like many other industry groups, the American Society of Pension Professionals and Actuaries is redoubling its effort to communicate with federal lawmakers at a time when the massive federal budget deficit is causing Congress to consider new ways to produce revenue
